UNI-PIXEL, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 23rd, 2007 • Tudor Investment Corp Et Al • Electronic components, nec • New York
Contract Type FiledFebruary 23rd, 2007 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of February 13, 2007, and is by and among UNI-PIXEL, INC., a Delaware corporation, with its principal office at 8708 Technology Forest Place, Suite 100, The Woodlands, Texas 77381 (the “Company”), and each investor listed in Schedule 1 hereto (each such investor individually, a “Purchaser” and, collectively, the “Purchasers”).
UNI-PIXEL, INC. INVESTORS’ RIGHTS AGREEMENTInvestors’ Rights Agreement • February 23rd, 2007 • Tudor Investment Corp Et Al • Electronic components, nec • Delaware
Contract Type FiledFebruary 23rd, 2007 Company Industry JurisdictionThis INVESTORS’ RIGHTS AGREEMENT (this “Agreement”) is made as of February 13, 2007, by and among UNI-PIXEL, INC., a Delaware corporation, (the “Company”), and the investors listed in Schedule 1 hereto (each such investor individually, an “Investor” and, collectively, the “Investors”).
UNI-PIXEL, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • February 23rd, 2007 • Tudor Investment Corp Et Al • Electronic components, nec • Delaware
Contract Type FiledFebruary 23rd, 2007 Company Industry JurisdictionThis WARRANT (this “Warrant”) entitles [applicable Tudor Entity] (including any successors or assigns, the “Holder”), for value received, to purchase from Uni-Pixel, Inc., a Delaware corporation, at any time and from time to time, subject to the terms and conditions set forth herein, all or any portion of the Warrant Shares (as defined in Section 1 below) at the Exercise Price (as defined in Section 1 below), during the period starting from 5:00 a.m. on the Initial Exercise Date (as defined in Section 1 below) to 5:00 p.m., Eastern time, on the Expiration Date (as defined in Section 1 below), at which time this Warrant shall expire and become void. This Warrant is subject to the following terms and conditions: