PRE-FUNDED COMMON STOCK PURCHASE WARRANT ATHERSYS, INC.Athersys, Inc / New • April 18th, 2023 • Pharmaceutical preparations
Company FiledApril 18th, 2023 IndustryTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”), but not thereafter, to subscribe for and purchase from Athersys, Inc., a Delaware corporation (the “Company”), up to [●] shares of common stock, par value $0.001 per share (the “Common Stock”) (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 18th, 2023 • Athersys, Inc / New • Pharmaceutical preparations • New York
Contract Type FiledApril 18th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 18, 2023, between Athersys, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Athersys, Inc. Attention: Mr. Daniel CamardoAthersys, Inc / New • April 18th, 2023 • Pharmaceutical preparations • New York
Company FiledApril 18th, 2023 Industry Jurisdiction
AMENDMENT NO. 2 TO COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • April 18th, 2023 • Athersys, Inc / New • Pharmaceutical preparations
Contract Type FiledApril 18th, 2023 Company IndustryThis AMENDMENT NO. 2 TO COMMON STOCK PURCHASE WARRANT (this “Amendment”) is entered into as of April 17, 2023, by and between Athersys, Inc., a Delaware corporation (the “Company”), and Armistice Capital Master Fund Ltd. (the “Holder”).