WARRANT AGREEMENT BETWEEN LIGHTPATH TECHNOLOGIES, INC. AND REGISTRAR AND TRANSFER COMPANY DATED AS OF ___________________________, 2011Warrant Agreement • November 23rd, 2011 • Lightpath Technologies Inc • Semiconductors & related devices • New Jersey
Contract Type FiledNovember 23rd, 2011 Company Industry JurisdictionThis Warrant Agreement (the “Agreement”), dated as of ________, 2011, is between LightPath Technologies, Inc., a Delaware corporation (the “Company”) and Registrar and Transfer Company, a New Jersey corporation (the “Warrant Agent”).
4,500,000 Units LIGHTPATH TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2011 • Lightpath Technologies Inc • Semiconductors & related devices • New York
Contract Type FiledNovember 23rd, 2011 Company Industry Jurisdiction
LIGHTPATH TECHNOLOGIES, INC. CLASS A COMMON STOCK WARRANTWarrant Agreement • November 23rd, 2011 • Lightpath Technologies Inc • Semiconductors & related devices • New York
Contract Type FiledNovember 23rd, 2011 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, the Holder is entitled to purchase, and LightPath Technologies, Inc., a Delaware corporation (the “Company”), promises and agrees to sell and issue to the Holder, at any time, or from time to time, during the Exercise Period, up to _________ shares of Class A common stock, par value $0.01 per share (the “Common Stock”), of the Company, at the Exercise Price, subject to the provisions and upon the terms and conditions hereinafter set forth.