SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 12th, 2023 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of January 12, 2023, between LightPath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EX-4.1 FORM OF OPTION THIS OPTION MAY NOT BE OFFERED FOR SALE, SOLD, HYPOTHECATED, ASSIGNED OR OTHERWISE TRANSFERRED, EXCEPT (I) BY WILL OR THE LAWS OF DESCENT AND DISTRIBUTION, (II) UNDER A DOMESTIC RELATIONS ORDER IN SETTLEMENT OF MARITAL PROPERTY...Option Agreement • April 15th, 2002 • Lightpath Technologies Inc • Semiconductors & related devices • Delaware
MERGER AGREEMENTMerger Agreement • October 3rd, 2000 • Lightpath Technologies Inc • Semiconductors & related devices • Delaware
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 9th, 2010 • Lightpath Technologies Inc • Semiconductors & related devices
This Registration Rights Agreement (this “Agreement”) is made and entered into as of April 8, 2010, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT LIGHTPATH TECHNOLOGIES, INC.Security Agreement • August 20th, 2009 • Lightpath Technologies Inc • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
RECITALSEmployment Agreement • September 17th, 1998 • Lightpath Technologies Inc • Glass products, made of purchased glass • New Mexico
AGREEMENTEmployment Agreement • May 14th, 1999 • Lightpath Technologies Inc • Glass products, made of purchased glass • New Mexico
COMMON STOCK PURCHASE WARRANT LIGHTPATH TECHNOLOGIES, INC.Securities Agreement • April 9th, 2010 • Lightpath Technologies Inc • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
b) "Affiliate" and "Associate" shall have the respective meanings ascribed to such terms in Rule 12b-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended and in effect on the date of this Agreement (the...Rights Agreement • April 28th, 1998 • Lightpath Technologies Inc • Glass products, made of purchased glass • Delaware
7,000,000 Shares LightPath Technologies, Inc. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 20th, 2016 • Lightpath Technologies Inc • Semiconductors & related devices • New York
LightPath Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Roth Capital Partners, LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 7,000,000 authorized but unissued shares (the “Firm Shares”) of Class A common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters up to 1,000,000 shares of Common Stock (the “Additional Shares”), if and to the extent that the Underwriters shall have determined to exercise the right to purchase Additional Shares granted to the Underwriters in Section 4(b) hereof. The Firm Shares and Additional Shares are collectively referred to as the “Shares” or the “Securi
SUBSIDIARY GUARANTEESubsidiary Guarantee • August 6th, 2008 • Lightpath Technologies Inc • Semiconductors & related devices • New York
SUBSIDIARY GUARANTEE, dated as of August 1, 2008 (this “Guarantee”), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchasers signatory (together with their permitted assigns, the “Purchasers”) to that certain Securities Purchase Agreement, dated as of the date hereof, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”) and the Purchasers.
January 12, 2023Placement Agent Agreement • January 12th, 2023 • Lightpath Technologies Inc • Semiconductors & related devices • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 26th, 2007 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of July 26, 2007, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Class G Warrant to Purchase Common Stock of LIGHTPATH TECHNOLOGIES, INC.Warrant Agreement • March 13th, 1998 • Lightpath Technologies Inc • Glass products, made of purchased glass
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 26th, 2007 • Lightpath Technologies Inc • Semiconductors & related devices
This Registration Rights Agreement (this “Agreement”) is made and entered into as of July 26, 2007, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”) and each of the several purchasers signatory hereto (each such purchaser is a “Purchaser” and, collectively, the “Purchasers”).
LIGHTPATH TECHNOLOGIES, INC. CLASS A COMMON STOCK SALES AGREEMENTSales Agreement • February 16th, 2022 • Lightpath Technologies Inc • Semiconductors & related devices • New York
LightPath Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (the “Sales Agent”), as follows:
WARRANT TO PURCHASE CLASS A COMMON STOCK OF LIGHTPATH TECHNOLOGIES, INC.Warrant Agreement • January 10th, 2000 • Lightpath Technologies Inc • Semiconductors & related devices
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 11th, 2012 • Lightpath Technologies Inc • Semiconductors & related devices • Illinois
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 11, 2012, is by and among LightPath Technologies, Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
WARRANT AGREEMENT BETWEEN LIGHTPATH TECHNOLOGIES, INC. AND REGISTRAR AND TRANSFER COMPANY DATED AS OF ___________________________, 2011Warrant Agreement • November 29th, 2011 • Lightpath Technologies Inc • Semiconductors & related devices • New Jersey
This Warrant Agreement (the “Agreement”), dated as of ________, 2011, is between LightPath Technologies, Inc., a Delaware corporation (the “Company”) and Registrar and Transfer Company, a New Jersey corporation (the “Warrant Agent”).
8% SENIOR SECURED CONVERTIBLE DEBENTURE DUE August 1, 2011Convertible Security Agreement • August 6th, 2008 • Lightpath Technologies Inc • Semiconductors & related devices • New York
THIS 8% SENIOR SECURED CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 8% Senior Secured Convertible Debentures of Lightpath Technologies, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 2603 Challenger Tech CT, Suite 100, Orlando, FL 32826, designated as its 8% Senior Secured Convertible Debenture due August 1, 2011 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 6th, 2008 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 1, 2008 between Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT LIGHTPATH TECHNOLOGIES, INC.Security Agreement • August 6th, 2008 • Lightpath Technologies Inc • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT LIGHTPATH TECHNOLOGIES, INC.Warrant Agreement • January 6th, 2009 • Lightpath Technologies Inc • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
RECITALS:Merger Agreement • October 3rd, 2000 • Lightpath Technologies Inc • Semiconductors & related devices • Delaware
RECITALS:Director Compensation Agreement • August 31st, 2000 • Lightpath Technologies Inc • Semiconductors & related devices • Delaware
LightPath Technologies, Inc. Avidbank Corporate Finance, a division of Avidbank LOAN AND SECURITY AGREEMENTLoan and Security Agreement • October 3rd, 2013 • Lightpath Technologies Inc • Semiconductors & related devices • California
This Loan And Security Agreement is entered into as of September 30, 2013, by and between Avidbank Corporate Finance, a division of Avidbank (“Bank”) and LightPath Technologies, Inc. (“Borrower”).
LightPath Technologies, Inc. Avidbank SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • December 27th, 2016 • Lightpath Technologies Inc • Semiconductors & related devices • California
This Second Amended and Restated Loan And Security Agreement is entered into as of December 21, 2016, by and between Avidbank (“Bank”) and LightPath Technologies, Inc. (“Parent”).
COMMON STOCK PURCHASE WARRANT To Purchase shares of Common Stock of LIGHTPATH TECHNOLOGIES, INC.Security Agreement • July 26th, 2007 • Lightpath Technologies Inc • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 6 months after the date of the Purchase Agreement (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Void after June 1, 2010 Warrant No. SC-01 2005Warrant Agreement • June 6th, 2005 • Lightpath Technologies Inc • Semiconductors & related devices
This Warrant and any shares acquired upon the exercise of this Warrant have not been registered under the Securities Act of 1933. This Warrant and such shares may not be sold or transferred in the absence of such registration or an exemption therefrom under said Act. This Warrant and such shares may not be transferred except upon the conditions specified in this Warrant, and no transfer of this Warrant or such shares shall be valid or effective unless and until such conditions shall have been complied with.
INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • June 6th, 2005 • Lightpath Technologies Inc • Semiconductors & related devices • Florida
This INVESTOR RIGHTS AGREEMENT (this "Agreement") is made as of June 1 2005, by and among LightPath Technologies, Inc., a Delaware corporation (the "Company"), Shadow Capital, LLC, a Kansas limited liability company, and Whitney B. Garlinghouse (each an "Investor" and together the "Investors")
COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock of LIGHTPATH TECHNOLOGIES, INC.Security Agreement • March 22nd, 2006 • Lightpath Technologies Inc • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 6 months after the date of the Purchase Agreement (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lightpath Technologies, Inc., a Delaware corporation (the “Company”), up to shares (the “Warrant Shares”) of Common Stock, par value $.01 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 17th, 2018 • Lightpath Technologies Inc • Semiconductors & related devices • Delaware
This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of January 16, 2018, by and among LIGHTPATH TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and JOSEPH MENAKER, an individual, and MARK LIFSHOTZ, an individual (each a “Holder” and collectively, the “Holders”). The Company and the Holders are sometimes referred to individually as a “Party” and collectively as the “Parties.”
GUARANTY AGREEMENTGuaranty Agreement • March 1st, 2019 • Lightpath Technologies Inc • Semiconductors & related devices • Florida
FOR VALUE RECEIVED, this 26th day of February, 2019, and to induce BANKUNITED, N.A., a national banking association ("Lender"), whose address is 7815 NW 148th Street, Miami Lakes, Florida 33016, to make loans or advances or to extend credit or other financial accommodations or benefits, with or without security, to or for the account of LIGHTPATH TECHNOLOGIES, INC., a Delaware corporation (the "Borrower"), each of the undersigned guarantors (collectively "Guarantor"), whose address is 2603 Challenger Tech Court, Suite 100, Orlando, Florida 32826, hereby irrevocably guarantees, to Lender the full and prompt payment when due, whether by acceleration or otherwise, of any of the Guaranteed Obligations (as hereinafter defined).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 9th, 2010 • Lightpath Technologies Inc • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of April 8, 2010, between Lightpath Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
4,500,000 Units LIGHTPATH TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2011 • Lightpath Technologies Inc • Semiconductors & related devices • New York
