0001387131-19-008754 Sample Contracts

SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • November 14th, 2019 • NANOPHASE TECHNOLOGIES Corp • Miscellaneous primary metal products • Illinois

SECURITIES PURCHASE AGREEMENT (“Agreement”) dated as of November 13, 2019 by and between BRADFORD T. WHITMORE, an individual (“Whitmore” or “Purchaser”) and NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation (the “Company”).

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COMMERCIAL SECURITY AGREEMENT
Commercial Security Agreement • November 14th, 2019 • NANOPHASE TECHNOLOGIES Corp • Miscellaneous primary metal products • Illinois

THIS COMMERCIAL SECURITY AGREEMENT (“Agreement”) is dated as of November 20, 2019, and is made by NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation (“NTC”) and SOLÉSENCE, LLC, a Delaware limited liability company (“SLLC”), jointly and severally, in favor of BRADFORD T. WHITMORE (“Lender”). NTC and SLLC are referred to herein, individually and collectively, as “Grantor”.

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