PRELIMINARY STATEMENT The Company and the Holders have previously entered into that certain Shareholders' Agreement dated as of November 21, 1991, as amended by a First Amendment to Shareholders' Agreement dated February 8, 1993 (collectively, the...Shareholders' Agreement • November 4th, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
2 - 3 Y= the number of shares of Common subject to this warrant for which the Conversion Right is being exercised; A= the fair market value of one share of Common; and B= the Warrant Exercise Price.Nanophase Technologies Corporation • October 1st, 1997 • Miscellaneous primary metal products • Illinois
1 EXHIBIT 10.16 PURCHASE AGREEMENT Parties: Nanophase Technologies Corporation ("NTC) 435 Commerece Street Burr Ridge, Illinois 60621 LWT Instruments, Inc ("LWT") #100, 630 - 4 Avenue S.W. Calgary, Alberta T2P0J9 Appointment: NTC hereby appoints,, and...Purchase Agreement • October 1st, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products
1 Exhibit 10.3 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT Amended and Restated Registration Rights Agreement ("Agreement") dated March 16, 1994, among Nanophase Technologies Corporation, an Illinois corporation (with its successors and...Registration Rights Agreement • March 13th, 1997 • Nanophase Technologies Corporation • Illinois
R E C I T A L S ---------------Supply Agreement • March 31st, 2003 • Nanophase Technologies Corporation • Miscellaneous primary metal products
EXHIBIT 10.27 EMPLOYMENT AGREEMENT Employment Agreement dated and effective as of March 24, 2003 (this "Agreement"), between NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation (with its successors and assigns, referred to as the "Company"),...Employment Agreement • March 31st, 2003 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • New York
LICENSE AGREEMENT This agreement, made and entered into as of the 31st day of May, 1996, by and between RESEARCH DEVELOPMENT CORPORATION OF JAPAN, a corporation organized and existing under the Act of Japanese Parliament entitled Research Development...License Agreement • October 1st, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products
1 Exhibit 10.3 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT Amended and Restated Registration Rights Agreement ("Agreement") dated March 16, 1994, among Nanophase Technologies Corporation, an Illinois corporation (with its successors and...Registration Rights Agreement • November 4th, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
AGREEMENTEmployment Agreement • March 30th, 2000 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
September 8, 2003 SUBSCRIPTION AGREEMENT The undersigned Purchaser has (i) carefully read the Stock Purchase Agreement and Registration Rights Agreement attached hereto as Exhibits A and B, and (ii) completed this Subscription Agreement in full. The...Registration Rights Agreement • September 10th, 2003 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Delaware
THIRD AMENDMENT TO TO RIGHTS AGREEMENTRights Agreement • September 10th, 2003 • Nanophase Technologies Corporation • Miscellaneous primary metal products
1 Exhibit 10.3 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT Amended and Restated Registration Rights Agreement ("Agreement") dated March 16, 1994, among Nanophase Technologies Corporation, an Illinois corporation (with its successors and...Registration Rights Agreement • October 1st, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
EXHIBIT 10.8 PATENT LICENSE AGREEMENT This Agreement made and entered into this 12th day of October, 1994 by and between Hitachi, Ltd., having a place of business at 6, Kanda-Surugadai, 4-chome, Chiyoda-ku, Tokyo 101, Japan (hereinafter "HITACHI"),...Patent License Agreement • October 1st, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
RECITALS:Cooperation Agreement • May 23rd, 2003 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Delaware
DISTRIBUTION AGREEMENT Nanophase Technologies Corporation of Burr Ridge, Illinois (NTC) and C.I. Kasei Co., Ltd., of Tokyo, Japan (CIK) effective October, 30, 1996, agree as follows: WHEREAS, CIK desires to have the exclusive right for one year to...Distribution Agreement • October 1st, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
FORM OF INDEMNIFICATION AGREEMENTForm of Indemnification Agreement • November 4th, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
andRights Agreement • October 29th, 1998 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Delaware
BUSINESS LOAN AGREEMENT (ASSET BASED)Business Loan Agreement • March 10th, 2016 • NANOPHASE TECHNOLOGIES Corp • Miscellaneous primary metal products • Illinois
THIS BUSINESS LOAN AGREEMENT (ASSET BASED) dated March 4, 2016, is made and executed between Nanophase Technologies Corporation (“Borrower”) and Libertyville Bank and Trust Company (“Lender”) on the following terms and conditions. Borrower has received prior commercial loans from Lender or has applied to Lender for a commercial loan or loans or other financial accommodations, including those which may be described on any exhibit or schedule attached to this Agreement. Borrower understands and agrees that: (A) in granting, renewing, or extending any Loan, Lender is relying upon Borrower’s representations, warranties, and agreements as set forth in this Agreement; (B) the granting, renewing, or extending of any Loan by Lender at all times shall be subject to Lender’s sole judgment and discretion; and (C) all such Loans shall be and remain subject to the terms and conditions of this Agreement. This Agreement shall apply to any and all present and future loans, loan advances, extension of
AGREEMENTEmployment Agreement • March 13th, 1997 • Nanophase Technologies Corporation • Illinois
AGREEMENTEmployment Agreement • March 28th, 2001 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
SUBSCRIPTION AND INFORMATION AGENT AGREEMENTSubscription and Information Agent Agreement • May 17th, 2012 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Pennsylvania
This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this 16th day of May 2012 by and between, Nanophase Technologies Corporation, organized and existing under the laws of Delaware (the “Corporation”), and Broadridge Corporate Issuer Solutions, Inc., a corporation having its principal offices in Philadelphia, Pennsylvania (“Broadridge”).
COMMERCIAL SECURITY AGREEMENTCommercial Security Agreement • March 10th, 2015 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
THIS COMMERCIAL SECURITY AGREEMENT dated March 4, 2015, is made and executed between Nanophase Technologies Corporation (“Grantor”) and Libertyville Bank and Trust Company (“Lender”).
STANDARD FORM INDUSTRIAL BUILDING LEASENANOPHASE TECHNOLOGIES Corp • December 9th, 2021 • Miscellaneous primary metal products
Landlord, at Landlord’s sole cost, shall provide a minimum of [***] of power to the premises. This will be completed as soon as commercially reasonable. Tenant and Landlord will coordinate in submitting any Tenant information necessary to Com Ed for the upgrade.
Nanophase Technologies Corporation and Mellon Investor Services, LLC, as Rights Agent Amended and Restated Rights Agreement Dated as of January 30, 2009Rights Agreement • February 5th, 2009 • Nanophase Technologies Corporation • Miscellaneous primary metal products • New York
This Amended and Restated Rights Agreement (this “Agreement”), dated as of January 30, 2009, between Nanophase Technologies Corporation, a Delaware corporation (the “Company”), and Mellon Investor Services LLC, a New Jersey limited liability company, as Rights Agent (the “Rights Agent”) amends and restates the Rights Agreement, dated as of October 28, 1998, between the Company and LaSalle National Bank, as amended (the “Original Agreement”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 29th, 2013 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
Employment Agreement dated and effective as of November 28, 2012 (this “Agreement”), between NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation (with its successors and assigns, referred to as the “Company”), and Kevin Cureton (referred to as Vice-President, Sales and Marketing & Business Development, or VP).
1 Exhibit 10.14 MARKETING and DISTRIBUTION AGREEMENT Nanophase Technologies Corporation of Burr Ridge, Illinois ("NTC") and Whittaker, Clark & Daniels, Inc., of South Plainfield, New Jersey ("Whittaker"), effective November 22, 1995, agree as follows:...Marketing and Distribution Agreement • October 1st, 1997 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
AMENDED AND RESTATED BUSINESS LOAN AGREEMENTBusiness Loan Agreement • February 2nd, 2022 • NANOPHASE TECHNOLOGIES Corp • Miscellaneous primary metal products • Illinois
THIS AMENDED AND RESTATED BUSINESS LOAN AGREEMENT dated as of January 28, 2022 by and between NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation (“Borrower”), and BEACHCORP, LLC, a Delaware limited liability company (“Lender”). The Agreement amends and restates, in its entirety, that certain Business Loan Agreement dated as of November 16, 2018 between Borrower and Lender.
EXHIBIT 10.14 CONSULTING AGREEMENT This Consulting Agreement is made between Dennis J. Nowak ("Mr. Nowak") and Nanophase Technologies Corporation ("NTC"). WHEREAS, during the period between September 3, 1996 and June 25, 1999, Mr. Nowak served as the...Consulting Agreement • March 30th, 2000 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
NANOPHASE TECHNOLOGIES CORPORATION COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • May 15th, 2019 • NANOPHASE TECHNOLOGIES Corp • Miscellaneous primary metal products • Illinois
This Common Stock Purchase Agreement (this “Agreement”) is made as of May 13, 2019 by and between Nanophase Technologies Corporation, a Delaware corporation with its principal office at 1319 Marquette Drive, Romeoville, Illinois 60446 (the “Company”), and Bradford T. Whitmore (the “Purchaser”).
LICENSE AGREEMENTLicense Agreement • March 13th, 1997 • Nanophase Technologies Corporation • Illinois
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 30th, 2004 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Delaware
THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of March 23, 2004, by and between NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation located at 1319 Marquette Drive, Romeoville, Illinois (the “Company”), and Altana Chemie AG, a German corporation (the “Purchaser”).
ARTICLE I LEASE TERMSAgreement • March 28th, 2001 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Illinois
AMENDMENT NO. 4 TO ZINC OXIDE SUPPLY AGREEMENTZinc Oxide Supply Agreement • May 15th, 2019 • NANOPHASE TECHNOLOGIES Corp • Miscellaneous primary metal products
THIS AMENDMENT NO. 4 TO ZINC OXIDE SUPPLY AGREEMENT is entered into as of January 1, 2019 by and between BASF CORPORATION, a Delaware corporation (“BASF”) and NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation (“Nanophase”).
STOCK PURCHASE AGREEMENTStock Purchase Agreement • August 28th, 2006 • Nanophase Technologies Corporation • Miscellaneous primary metal products • Delaware
THIS STOCK PURCHASE AGREEMENT (the “Agreement”) is dated as of August 25, 2006 by and between NANOPHASE TECHNOLOGIES CORPORATION, a Delaware corporation located at 1319 Marquette Drive, Romeoville, Illinois (the “Company”), and ROHM AND HAAS ELECTRONIC MATERIALS CMP HOLDINGS, INC., a Delaware corporation (the “Purchaser”).
