0001387131-20-000058 Sample Contracts
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 2nd, 2020 • 360 Funds • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 23rd day of December, 2019 by and between 360 Funds (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Crow Point Partners, LLC (the “Adviser”), a Delaware limited liability company.
Standard Contracts
DISTRIBUTION AGREEMENTDistribution Agreement • January 2nd, 2020 • 360 Funds • Missouri
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of the 23rd day of December 2019 by and among 360 Funds (the “Trust”), a Delaware Statutory Trust, Crow Point Partners, LLC (the “Adviser”), and Matrix 360 Distributors, LLC (the “Distributor”), a Delaware limited liability company.
Amended and Restated Investment Company Services AgreementInvestment Company Services Agreement • January 2nd, 2020 • 360 Funds • Delaware
This Amended and Restated Agreement, dated as of January 1, 2019 (the “Agreement”), by and between 360 Funds (the “Trust”), a Delaware statutory business trust, on behalf of its series identified on Schedule B attached hereto, and operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware, and M3Sixty Administration, LLC (“M3Sixty”), a limited liability company duly organized under the laws of the State of Delaware (collectively, the “Parties”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 2nd, 2020 • 360 Funds
THIS EXPENSE LIMITATION AGREEMENT, is made by and between Crow Point Partners, LLC (the “Adviser”) and 360 Funds (the “Trust”) (the “Agreement”), on behalf of the series of the Trust set forth in the set of schedules to this Agreement identified as “Schedule A” and then numerically designated (e.g., Schedule A-1) attached hereto (each a “Fund,” and collectively, the “Funds”) as of the “Effective Date” noted on Schedule A with respect to each Fund.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 2nd, 2020 • 360 Funds • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) dated this __ day of __, 2019 by and between Crow Point Partners, LLC (the “Adviser”), a Delaware limited liability company, a registered investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Midwood Capital Management, LLC (the “Sub-Adviser”), a Delaware limited liability company, a registered investment adviser under the Advisers Act.
