Investment Company Services Agreement Sample Contracts
INVESTMENT COMPANY SERVICES AGREEMENT MONTEAGLE FUNDS This Agreement, dated as of the 1st day of May 2009, by and between the Monteagle Funds (the "Trust" or "Funds"), a business trust operating as an open-end, investment management company registered...Investment Company Services Agreement • April 9th, 2009 • Monteagle Funds • Delaware
Standard Contracts
Investment Company Services AgreementInvestment Company Services Agreement • July 10th, 2020 • 360 Funds • Delaware
This Agreement, dated as of May 1, 2020 (the “Agreement”), by and between 360 Funds (the “Trust”), a Delaware statutory business trust, on behalf of its series identified on Schedule B attached hereto, and operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware, and M3Sixty Administration, LLC (“M3Sixty”), a limited liability company duly organized under the laws of the State of Delaware (collectively, the “Parties”).
Investment Company Services AgreementInvestment Company Services Agreement • October 7th, 2015 • 360 Funds • Delaware
This Agreement, dated as of _______, 2015, by and between 360 Funds (the “Fund”), on behalf of the series identified on Schedule B attached hereto, a Delaware statutory business trust operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware, and Matrix 360 Administration, LLC (“Matrix”), a limited liability company duly organized under the laws of the State of Delaware (collectively, the “Parties”).
EXHIBIT H(iii) -------------- Amendment Service Agreement --------------------------- Amendment Number One (1) to the Investment Company Services Agreement ("Agreement") dated October 7, 2000, by and among Commonwealth International Series Trust, and...Investment Company Services Agreement • November 21st, 2003 • Commonwealth International Series Trust
Amendment Number One (1) to the Investment Company Services Agreement ("Agreement") dated October 7, 2000, by and among Commonwealth International Series Trust, and InCap Service Company (as successor to Declaration Service Company per Assignment dated November 1, 2001).
EXHIBIT E(II) CAPSTONE INTERNATIONAL SERIES TRUST INVESTMENT COMPANY SERVICES AGREEMENT This AGREEMENT, dated as of the 7th day of October 2000, made by and between Capstone International Series Trust, ("Company", on behalf of the Capstone Japan Fund...Investment Company Services Agreement • February 28th, 2001 • Commonwealth International Series Trust • Pennsylvania
Investment Company Services Agreement WP TrustInvestment Company Services Agreement • June 28th, 2017 • WP Trust • Delaware
This Agreement, dated as of April 15, 2016, by and between WP Trust (the “Fund”), on behalf of the series identified on Schedule B attached hereto, a Delaware statutory business trust operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware, and M3Sixty Administration, LLC (“M3Sixty”), a limited liability company duly organized under the laws of the State of Delaware (collectively, the “Parties”).
INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • December 8th, 2006 • Epiphany Funds • New York
EXHIBIT E(ii) CAPSTONE INTERNATIONAL SERIES TRUST INVESTMENT COMPANY SERVICES AGREEMENT This Agreement, dated as of the 7th day of October 2000, made by and between Capstone International Series Trust, ("Company", on behalf of the Capstone Japan Fund...Investment Company Services Agreement • February 28th, 2001 • Commonwealth International Series Trust • Pennsylvania
Amended and Restated Investment Company Services AgreementInvestment Company Services Agreement • June 28th, 2021 • 360 Funds • Delaware
This Amended and Restated Agreement (the “Agreement”), dated as of October 1, 2017, by and between 360 Funds (the “Trust”), a Delaware statutory business trust, on behalf of its series identified on Schedule B attached hereto, and operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware, and M3Sixty Administration, LLC (“M3Sixty”), a limited liability company duly organized under the laws of the State of Delaware (collectively, the “Parties”).
Exhibit 23(h)(ii)(c) ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT This ANTI- MONEY LAUNDERING AND PRIVACY AMENDMENT (this "Amendment") amends as of the 24/th/ day of July, 2002 (the "Effective Date"), the Amendment to Investment Company Services...Investment Company Services Agreement • April 23rd, 2003 • Stratton Growth Fund Inc
INVESTMENT COMPANY SERVICES AGREEMENT FOR WORLDCOMMODITY FUNDS, INC.Investment Company Services Agreement • January 20th, 2006 • WorldCommodity Funds, Inc. • Ohio
THIS AGREEMENT, dated as of the 22nd day of August, 2005, is made by and between McConnell Asset Management, LLC, a Georgia limited liability company ("Adviser"), WorldCommodity Funds, Inc. (the "Fund"), a corporation duly organized and existing under the laws of the State of Maryland and operating as an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the "Act"), and Mutual Shareholder Services, LLC ("MSS") a limited liability company duly organized under the laws of the State of Ohio (collectively, the "Parties").
FORM OF AMENDED SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • May 31st, 2011 • Matthews International Funds
THIS AMENDED SCHEDULE A, dated as of _______, 2011, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, between Matthews International Funds (the “Fund”) and BNY Mellon Investment Servicing (US) Inc. (formerly, PNC Global Investment Servicing Inc.)
Investment Company Services AgreementInvestment Company Services Agreement • March 30th, 2017 • 360 Funds • Delaware
This Agreement, dated as of December 21, 2015, by and between 360 Funds (the “Fund”), on behalf of the series identified on Schedule B attached hereto, a Delaware statutory business trust operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware, and M3Sixty Administration, LLC (“M3Sixty”), a limited liability company duly organized under the laws of the State of Delaware (collectively, the “Parties”).
AMENDMENT NO. 1 TO INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • March 29th, 2019 • 360 Funds
This is AMENDMENT NO 1. to the Investment Company Services Agreement (the “Agreement”) dated as of January 1, 2019, between M3Sixty Administration, LLC, a limited liability company organized in accordance with the laws of the Delaware (“M3Sixty”) and 360 Funds, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”).
SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • June 18th, 2008 • Matthews International Funds
For purposes of this clause 3.1.11, a Material Compliance Matter shall mean any matter concerning or related to any Compliance Policy, if directly affecting or relating to the Trust or involving or directly related to any service provided by or process utilized by PFPC for the Trust, about which, in PFPC’s good faith view, the Trust would reasonably need to know to oversee the performance of this Agreement by PFPC, including, without limitation, any material (x) violation of the Securities Laws by PFPC, or its officers, directors, or employees; (y) violation of the Compliance Policies or any of the policies and procedures of the Trust; and (z) weakness in the design or implementation of the Compliance Policies.
Amendment Number 1 to the Investment Company Services Agreement On behalf of its series, AmericaFirst Defensive Growth FundInvestment Company Services Agreement • May 20th, 2011 • Catalyst Funds
This Amendment Number 1, dated February 16, 2011 to Investment Company Services Agreement ("Agreement") dated December 1, 2010 between the Catalyst Funds, an Ohio Business Trust and Matrix 360 Administration LLC (“Matrix”), a Limited Liability Company duly organized under the laws of the State of Delaware, is adopted to provide the following:
AMENDED SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • November 30th, 2015 • Matthews International Funds
THIS AMENDED SCHEDULE A, effective as of November 30, 2015, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, between Matthews International Funds and BNY Mellon Investment Servicing (US) Inc. (formerly, PNC Global Investment Servicing Inc.)
INVESTMENT COMPANY SERVICES AGREEMENT Memorial FundsInvestment Company Services Agreement • April 30th, 2002 • Memorial Funds • Pennsylvania
AMENDED SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • November 29th, 2011 • Matthews International Funds
THIS AMENDED SCHEDULE A, dated as of November 30, 2011, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, between Matthews International Funds (the “Fund”) and BNY Mellon Investment Servicing (US) Inc. (formerly, PNC Global Investment Servicing Inc.)
AMENDED SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • February 26th, 2010 • Matthews International Funds
THIS AMENDED SCHEDULE A dated as of November 30th, 2009, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, between Matthews International Funds (the “Fund”) and PNC Global Investment Servicing (U.S.) Inc.,
FORM OF AMENDED AND RESTATED SCHEDULE C TO THE INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • February 26th, 2008 • Spirit of America Investment Fund Inc
THIS SCHEDULE C dated as of February 28, 2008, amends and restates Schedule C to that certain Investment Company Services Agreement dated as of December 16, 1997, as amended, between SPIRIT OF AMERICA INVESTMENT FUND, INC. (the “Fund”) and PFPC INC. (“PFPC”) (formerly known as First Data Investor Services Group, Inc.), the successor in interest to FPS Services, Inc.
SERVICE STANDARDS RELATED TO THE SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENT BETWEEN MATTHEWS ASIAN FUNDS AND PFPCInvestment Company Services Agreement • June 18th, 2008 • Matthews International Funds
In connection with the Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008 and effective retroactively from April 1, 2007 (the “Agreement”) between PFPC Inc. (“PFPC”) and Matthews International Funds d/b/a Matthews Asian Funds (the “Trust”), PFPC has agreed to perform the services described in the Agreement in accordance with the service standards set forth in this agreement (the “Service Level Agreement”). The parties agree that the service standards set forth herein may be revised, from time to time, by mutual written agreement.
FORM OF AMENDED SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • February 19th, 2016 • Matthews International Funds
THIS AMENDED SCHEDULE A, effective as of [ ], 2016, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, through the point in time immediately prior to the effectiveness of this Amended Schedule A (“Services Agreement”), between Matthews International Funds (the “Fund”) and BNY Mellon Investment Servicing (US) Inc. (“BNYM”).
SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • April 27th, 2016 • Matthews International Funds
THIS AMENDED SCHEDULE A, effective as of April 29, 2016, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, through the point in time immediately prior to the effectiveness of this Amended Schedule A (“Services Agreement”), between Matthews International Funds (the “Fund”) and BNY Mellon Investment Servicing (US) Inc. (“BNYM”).
AMENDED SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • April 30th, 2013 • Matthews International Funds
THIS AMENDED SCHEDULE A, effective as of April 30, 2013, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, between Matthews International Funds and BNY Mellon Investment Servicing (US) Inc. (formerly, PNC Global Investment Servicing Inc.)
First Amendment to Monteagle Funds Investment Company Services AgreementInvestment Company Services Agreement • September 17th, 2013 • Monteagle Funds
This First Amendment to the Investment Company Services Agreement (the “Amendment”) is effective this 17th day of September, 2013, by and between the Monteagle Funds, a Delaware business trust, (the “Trust”); and Matrix 360 Administration LLC, a Delaware limited liability company (“Matrix”) with reference to the following facts:
Amendment Number 1 to the Investment Company Services Agreement On behalf of its series, the Listed Private Equity Plus FundInvestment Company Services Agreement • May 4th, 2007 • Catalyst Funds
This Amendment Number 1, dated April 25, 2007 to Investment Company Services Agreement ("Agreement") dated April 28, 2006 between the Catalyst Funds, an Ohio Business Trust and Matrix Capital Group, a New York Corporation, is adopted to provide the following:
Amendment Number 15 to the Investment Company Services Agreement On behalf of its series, Catalyst Strategic Value FundInvestment Company Services Agreement • June 29th, 2010 • Catalyst Funds
This Amendment Number 15, dated May 25, 2010 to Investment Company Services Agreement ("Agreement") dated April 28, 2006 between the Catalyst Funds, an Ohio Business Trust and Matrix Capital Group, a New York Corporation, is adopted to provide the following:
FORM OF AMENDED SCHEDULE A TO SECOND AMENDED AND RESTATED INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • September 15th, 2008 • Matthews International Funds
THIS AMENDED SCHEDULE A dated as of September 15th, 2008, amends and restates Schedule A to that certain Second Amended and Restated Investment Company Services Agreement dated as of April 2, 2008, as amended and supplemented, between Matthews International Funds (the “Fund”) and PNC Global Investment Servicing (U.S.) Inc. (formerly, PFPC Inc.),
Amendment Number 4 to the Investment Company Services AgreementInvestment Company Services Agreement • December 21st, 2011 • Mutual Fund Series Trust
This Amendment Number 4, dated November 29, 2011 to the Investment Company Services Agreement ("Agreement") dated December 1, 2010 between the Catalyst Funds (now known as Mutual Fund Series Trust), an Ohio Business Trust and Matrix 360 Administration LLC (“Matrix”), a Limited Liability Company duly organized under the laws of the State of Delaware, is adopted to provide the following:
FORM OF AMENDMENT TO THE INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • April 29th, 2008 • Spirit of America Investment Fund Inc
THIS SCHEDULE C dated as of February 28, 2008, restates Schedule C to that certain Investment Company Services Agreement dated as of , , as amended, between SPIRIT OF AMERICA INVESTMENT FUND, INC. (the “Fund”) and PFPC INC. (“PFPC”) (formerly known as First Data Investor Services Group, Inc.), the successor in interest to FPS Services, Inc.
Catalyst Funds Amendment Number 2 to the Investment Company Services Agreement On behalf of its series, the Catalyst OPTI-flex FundInvestment Company Services Agreement • February 29th, 2008 • Catalyst Funds
This Amendment Number 2, dated August 20, 2007 to the Investment Company Services Agreement ("Agreement") dated April 28, 2006 between the Catalyst Funds, an Ohio Business Trust and Matrix Capital Group, a New York Corporation, is adopted to provide the following:
INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • February 27th, 2009 • Meehan Mutual Funds Inc • North Dakota
This AGREEMENT, dated as of the 29th day of November, 2002, made by and between Meehan Mutual Funds, Inc. (“Fund”), a corporation operating as an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Maryland, Edgemoor Capital Management, Inc. ("Adviser"), a corporation duly organized under the laws of the State of Maryland, and Viking Fund Management, LLC ("Viking"), a limited liability company duly organized under the laws of the State of North Dakota (collectively, the "Parties").
Amendment Number 12 to the Investment Company Services Agreement On behalf of its series, SMH Representation TrustInvestment Company Services Agreement • December 30th, 2009 • Catalyst Funds
This Amendment Number 12, dated February 24, 2010 to Investment Company Services Agreement ("Agreement") dated April 28, 2006 between the Catalyst Funds, an Ohio Business Trust and Matrix Capital Group, a New York Corporation, is adopted to provide the following:
Catalyst Funds Amendment Number 3 to the Investment Company Services Agreement On behalf of its series, America First Income Strategies Fund and America First Prestige FundInvestment Company Services Agreement • February 29th, 2008 • Catalyst Funds
This Amendment Number 3, dated September 25, 2007 to Investment Company Services Agreement ("Agreement") dated April 28, 2006 between the Catalyst Funds, an Ohio Business Trust and Matrix Capital Group, a New York Corporation, is adopted to provide the following:
