Amendment to Master Custodian AgreementMaster Custodian Agreement • April 29th, 2021 • PPM Funds
This Amendment, effective as of November 10, 2020, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
THIRD AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Expense Limitation Agreement • April 29th, 2021 • PPM Funds
This Third Amendment to the Expense Limitation Agreement is made as of December 30, 2020 (the “Effective Date”) and amends Schedule A to the Expense Limitation Agreement dated February 15, 2018 and amended as of November 20, 2019 and November 30, 2020 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
FOURTH AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN PPM FUNDS AND JACKSON NATIONAL LIFE DISTRIBUTORS LLCDistribution Agreement • April 29th, 2021 • PPM Funds
This Amendment is made as of April 29, 2021 (the “Effective Date”) and amends Schedule A to the Distribution Agreement dated February 15, 2018 and amended and restated on September 18, 2019, November 20, 2019, and December 31, 2020 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and Jackson National Life Distributors LLC (“JNLD”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
FOURTH AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Investment Advisory and Management Agreement • April 29th, 2021 • PPM Funds
This Amendment is made as of April 29, 2021 and amends Schedule A to the Investment Advisory and Management Agreement dated February 15, 2018 and amended on September 18, 2019, November 20, 2019 and December 31, 2020 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
Fifth Amendment to Administration AgreementAdministration Agreement • April 29th, 2021 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
Fourth Amendment toAdministration Agreement • April 29th, 2021 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • April 29th, 2021 • PPM Funds
This Amendment, effective as December 30, 2020, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
SECOND AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Expense Limitation Agreement • April 29th, 2021 • PPM Funds
This Second Amendment is made as of November 30, 2020 (the “Effective Date”) and amends Schedule A to the Expense Limitation Agreement dated February 15, 2018, and amended November 20, 2019, (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
to the Transfer Agency Agreement by and between PPM Funds and UMB Fund Services, Inc. NAMES OF FUNDSTransfer Agency Agreement • April 29th, 2021 • PPM Funds
IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amended and Restated Schedule A to the Transfer Agency Agreement between the undersigned and dated as of December 30, 2020 to be executed by a duly authorized officer as of the 11th day of December, 2020.
THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN PPM FUNDS AND JACKSON NATIONAL LIFE DISTRIBUTORS LLCDistribution Agreement • April 29th, 2021 • PPM Funds
This Amendment is made as of December 31, 2020 (the “Effective Date”) and amends Schedule A to the Distribution Agreement dated February 15, 2018 and amended and restated on September 18, 2019 and November 20, 2019 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and Jackson National Life Distributors LLC (“JNLD”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
THIRD AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Investment Advisory and Management Agreement • April 29th, 2021 • PPM Funds
This Amendment is made as of December 31, 2020 and amends Schedule A to the Investment Advisory and Management Agreement dated February 15, 2018 and amended on September 18, 2019 and November 20, 2019 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
THE TRANSFER AGENCY AGREEMENT BETWEEN PPM FUNDS AND UMB FUND SERVICES, INC.Transfer Agency Agreement • April 29th, 2021 • PPM Funds • Delaware
This Sixth Amendment (the “Amendment”) is made as of January 1, 2021 (the “Effective Date”) and amends the Transfer Agency Agreement (the “Agreement”) dated February 15, 2018, as amended between PPM Funds, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Transfer Agent”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
FOURTH AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Expense Limitation Agreement • April 29th, 2021 • PPM Funds
This Fourth Amendment to the Expense Limitation Agreement is made as of April 29, 2021 (the “Effective Date”) and amends Schedule A to the Expense Limitation Agreement dated February 15, 2018 and amended as of November 20, 2019, November 30, 2020, and December 30, 2020 (the “Agreement”), between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
Amendment to Master Custodian AgreementMaster Custodian Agreement • April 29th, 2021 • PPM Funds
This Amendment, effective as April 29, 2021, to the Master Custodian Agreement dated as of December 30, 2010 (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”), is by and among each management investment company (each a “Fund” and collectively, the “Funds”), the Cayman Islands entity identified on Appendix A attached thereto, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
THE TRANSFER AGENCY AGREEMENT BETWEEN PPM FUNDS AND UMB FUND SERVICES, INC.Transfer Agency Agreement • April 29th, 2021 • PPM Funds • Delaware
This Seventh Amendment (the “Amendment”) is made as of April 29, 2021 (the “Effective Date”) and amends to the Transfer Agency Agreement (the “Agreement”) dated February 15, 2018, as amended between PPM Funds, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Transfer Agent”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
