0001387131-21-005173 Sample Contracts

Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement
Atm Sales Agreement • April 30th, 2021 • Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC • New York

Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:

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