RiverNorth Opportunities Fund, Inc. 3,400,000 Shares of 6.00% Series A Perpetual Preferred Stock UNDERWRITING AGREEMENT Dated: April 12, 2022Underwriting Agreement • April 13th, 2022 • Rivernorth Opportunities Fund, Inc. • New York
Over Allotment Option: Up to 510,000 additional shares exercisable within 30 days of the date hereof solely to cover over allotments, if any.
AMENDMENT TO THE AGENCY AGREEMENTAgency Agreement • April 13th, 2022 • Rivernorth Opportunities Fund, Inc. • Missouri
THIS AMENDMENT TO THE AGENCY AGREEMENT (this “Amendment”) is entered into as of the 12th day of April, 2022 (the “Effective Date”) by and between RIVERNORTH OPPORTUNITIES FUND, INC., a Maryland corporation, with offices at 1290 Broadway, Suite 1000, Denver, CO 80203 (the “Fund”), and DST SYSTEMS, INC., a Delaware corporation, with offices at 1055 Broadway, Kansas City, MO 64105 (“DST”).
