BLACKROCK RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 29th, 2023 • Tidal ETF Trust • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of 10/6/2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 29th, 2023 • Tidal ETF Trust • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), is effective as of November 17, 2022 (the “Effective Date”), is made between Tidal ETF Trust (the “Tidal Trust”), on behalf of each of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
Amendment to RULE 12d1-4 Fund of Funds Investment AgreementInvestment Agreement • March 29th, 2023 • Tidal ETF Trust
This Amendment to Rule 12d1-4 Fund of Funds Investment Agreement (this “Amendment”) is made as of January 5, 2023 (the “Effective Date”) by and between FundVantage Trust, on behalf of each Acquiring Fund, and Tidal ETF Trust, on behalf of each Acquired Fund (as redefined below).
CCO Services AmendmentCco Services Amendment • March 29th, 2023 • Tidal ETF Trust
This CCO Services Amendment (this “Amendment”) effective as of December 14, 2022 (the “Effective Date”) by and between Tidal ETF Trust (the “Trust”) and Tidal ETF Services LLC (“Tidal”).
