Rule 12d1-4 Fund of Funds Investment Agreement Sample Contracts

Contract
Rule 12d1-4 Fund of Funds Investment Agreement • April 25th, 2024 • Voya STRATEGIC ALLOCATION PORTFOLIOS INC
Sample 1Sample 2Sample 3See All (8)
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Contract
Rule 12d1-4 Fund of Funds Investment Agreement • April 25th, 2024 • Voya BALANCED PORTFOLIO INC
Sample 1Sample 2Sample 3See All (5)
AMENDMENT No. 1 TO RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT
Rule 12d1-4 Fund of Funds Investment Agreement • January 31st, 2023 • Massmutual Select Funds

THIS AMENDMENT, dated as of February 1, 2023 (the “Amendment”), to the Rule 12d1-4 Fund of Funds Investment Agreement, effective as of January 19, 2022 (the “Agreement”), is entered into between each Acquiring Fund, severally and not jointly, (each, an “Acquiring Fund”), and each Acquired Fund, severally and not jointly, (each, an “Acquired Fund” and together with the Acquiring Fund(s), the “Funds”), listed on Schedule A.

Sample 1Sample 2
Form of 2nd Amendment to the Rule 12d1-4 Fund of Funds Investment Agreement
Rule 12d1-4 Fund of Funds Investment Agreement • November 18th, 2022 • Massmutual Select Funds

This Amendment (“Amendment”), effective as of February 1, 2023, to the Rule 12d1-4 Fund of Funds Investment Agreement (“Agreement”), dated January 19, 2022, is entered into between the MassMutual Select Funds (the “Investing Company”), on behalf of each of its series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and each trust identified on Schedule A (each a “Trust” and collectively, the “Trusts”), on behalf of itself and each series of the Trusts listed on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).

Sample 1
Amendment to RULE 12d1-4 Fund of Funds Investment Agreement
Rule 12d1-4 Fund of Funds Investment Agreement • January 27th, 2023 • Tidal ETF Trust

This Amendment to Rule 12d1-4 Fund of Funds Investment Agreement (this “Amendment”) is made as of January 5, 2023 (the “Effective Date”) by and between FundVantage Trust, on behalf of each Acquiring Fund, and Tidal ETF Trust, on behalf of each Acquired Fund (as redefined below).

Sample 1
AMENDMENT No. 2 TO RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT
Rule 12d1-4 Fund of Funds Investment Agreement • February 2nd, 2024 • Massmutual Select Funds

THIS AMENDMENT, dated as of June 28, 2023 (the “Amendment”), to the Rule 12d1-4 Fund of Funds Investment Agreement, effective as of January 19, 2022, as amended (the “Agreement”), is entered into between each Acquiring Fund, severally and not jointly, (each, an “Acquiring Fund”), and each Acquired Fund, severally and not jointly, (each, an “Acquired Fund” and together with the Acquiring Fund(s), the “Funds”), listed on Schedule A.

Sample 1
FIRST AMENDMENT TO RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT FOR TIAA-CREF FUNDS OF FUNDS AS ACQUIRING FUNDS AND NUVEEN FUNDS/ETFS AS ACQUIRED FUNDS
Rule 12d1-4 Fund of Funds Investment Agreement • November 27th, 2024 • Nuveen Managed Accounts Portfolios Trust

THIS AMENDMENT (the “Amendment”), dated as of July 12, 2024 (the “Amendment”), amends the Rule 12d1-4 Fund of Funds Investment Agreement for TIAA-CREF Funds of Funds as Acquiring Funds and Nuveen Funds/ETFs as Acquired Funds (the “Agreement”), dated January 19, 2022, among the Acquiring Trust, on behalf of itself and the Acquiring Funds, and the Acquired Trusts, each on behalf of itself and its Acquired Funds. Capitalized terms used in the Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement.

Sample 1
FIRST AMENDMENT TO RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT FOR TIAA-CREF FUNDS OF FUNDS AS ACQUIRING FUNDS AND NUVEEN FUNDS/ETFS AS ACQUIRED FUNDS
Rule 12d1-4 Fund of Funds Investment Agreement • October 28th, 2024 • Nuveen Investment Trust

THIS AMENDMENT (the “Amendment”), dated as of July 12, 2024 (the “Amendment”), amends the Rule 12d1-4 Fund of Funds Investment Agreement for TIAA-CREF Funds of Funds as Acquiring Funds and Nuveen Funds/ETFs as Acquired Funds (the “Agreement”), dated January 19, 2022, among the Acquiring Trust, on behalf of itself and the Acquiring Funds, and the Acquired Trusts, each on behalf of itself and its Acquired Funds. Capitalized terms used in the Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement.

Sample 1
FIRST AMENDMENT TO RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT FOR TIAA-CREF FUNDS OF FUNDS AS ACQUIRING FUNDS AND NUVEEN FUNDS/ETFS AS ACQUIRED FUNDS
Rule 12d1-4 Fund of Funds Investment Agreement • August 30th, 2024 • Nushares ETF Trust

THIS AMENDMENT (the “Amendment”), dated as of July 12, 2024 (the “Amendment”), amends the Rule 12d1-4 Fund of Funds Investment Agreement for TIAA-CREF Funds of Funds as Acquiring Funds and Nuveen Funds/ETFs as Acquired Funds (the “Agreement”), dated January 19, 2022, among the Acquiring Trust, on behalf of itself and the Acquiring Funds, and the Acquired Trusts, each on behalf of itself and its Acquired Funds. Capitalized terms used in the Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement.

Sample 1
FIRST AMENDMENT TO RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT FOR TIAA-CREF FUNDS OF FUNDS AS ACQUIRING FUNDS AND NUVEEN FUNDS/ETFS AS ACQUIRED FUNDS
Rule 12d1-4 Fund of Funds Investment Agreement • July 25th, 2024 • Tiaa-Cref Funds

THIS AMENDMENT (the “Amendment”), dated as of July 12, 2024 (the “Amendment”), amends the Rule 12d1-4 Fund of Funds Investment Agreement for TIAA-CREF Funds of Funds as Acquiring Funds and Nuveen Funds/ETFs as Acquired Funds (the “Agreement”), dated January 19, 2022, among the Acquiring Trust, on behalf of itself and the Acquiring Funds, and the Acquired Trusts, each on behalf of itself and its Acquired Funds. Capitalized terms used in the Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement.

Sample 1
Amendment to RULE 12d1-4 Fund of Funds Investment Agreement
Rule 12d1-4 Fund of Funds Investment Agreement • March 29th, 2023 • Tidal ETF Trust

This Amendment to Rule 12d1-4 Fund of Funds Investment Agreement (this “Amendment”) is made as of January 5, 2023 (the “Effective Date”) by and between FundVantage Trust, on behalf of each Acquiring Fund, and Tidal ETF Trust, on behalf of each Acquired Fund (as redefined below).

Sample 1
TO RULE 12D1-4 FUND OF FUNDS INVESTMENT AGREEMENT
Rule 12d1-4 Fund of Funds Investment Agreement • December 21st, 2023 • Voya MUTUAL FUNDS

This Amendment, dated as of February 3, 2023, amends the Rule 12d1-4 Fund of Funds Investment Agreement (the “Agreement”), dated January 19, 2022, between each Registrant (as defined in the Agreement), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B of the Agreement.

Sample 1
2nd Amendment to the Rule 12d1-4 Fund of Funds Investment Agreement
Rule 12d1-4 Fund of Funds Investment Agreement • January 31st, 2023 • Massmutual Select Funds

This Amendment (“Amendment”), effective as of February 1, 2023, to the Rule 12d1-4 Fund of Funds Investment Agreement (“Agreement”), dated January 19, 2022, is entered into between the MassMutual Select Funds (the “Investing Company”), on behalf of each of its series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and each trust identified on Schedule A (each a “Trust” and collectively, the “Trusts”), on behalf of itself and each series of the Trusts listed on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).

Sample 1
FIRST AMENDMENT TO RULE 12D1-4 FUND OF FUNDS INVESTMENT AGREEMENT
Rule 12d1-4 Fund of Funds Investment Agreement • July 27th, 2022 • Tiaa-Cref Funds

This Amendment, dated as of April 5, 2022, amends the Rule 12d1-4 Fund of Funds Investment Agreement (the “Agreement”), dated January 19, 2022, between each Registrant (as defined in the Agreement), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B of the Agreement.

Sample 1
1st Amendment to the Rule 12d1-4 Fund of Funds Investment Agreement
Rule 12d1-4 Fund of Funds Investment Agreement • November 18th, 2022 • Massmutual Select Funds

This Amendment (“Amendment”), effective as of May 17, 2022, to the Rule 12d1-4 Fund of Funds Investment Agreement (“Agreement”), dated January 19, 2022, is entered into between the MassMutual Select Funds (the “Investing Company”), on behalf of each of its series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and each trust identified on Schedule A (each a “Trust” and collectively, the “Trusts”), on behalf of itself and each series of the Trusts listed on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).

Sample 1
Contract
Rule 12d1-4 Fund of Funds Investment Agreement • March 16th, 2023 • Voya EQUITY TRUST
Sample 1
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