Class A Common Stock, par value $0.01 Underwriting AgreementUnderwriting Agreement • March 2nd, 2012 • Duff & Phelps Corp • Security brokers, dealers & flotation companies • New York
Duff & Phelps Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,201,922 shares and, at the election of the Underwriters, up to 505,568 additional shares of Class A common stock, par value $0.01 (“Stock”) of the Company, and Shinsei Bank, Limited, a Japanese corporation (the “Selling Stockholder”), proposes, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 1,298,078 shares of Stock and, at the election of the Underwriters, up to 169,432 additional shares of Stock. The aggregate of 4,500,000 shares to be issued and sold by the Company and sold by the Selling Stockholder are herein called the “Firm Shares” and the aggregate of 675,000 additional shares to be issued and sold by the Company and sold by the Selling Stockholder at the election of the Underwriters are herein called t
