INVESTMENT MANAGER AGREEMENTInvestment Manager Agreement • November 18th, 2009 • Cni Charter Funds • Illinois
AGREEMENT made as of February 27, 2009 by and between CCM Advisors, LLC, a limited liability company organized under the laws of the state of Delaware (the “Adviser”), and Freeman Investment Management Co., LLC, a limited liability company organized under the laws of Delaware (the “Investment Manager”):
INVESTMENT SUB-ADVISORY AGREEMENT CNI CHARTER HIGH YIELD BOND FUNDInvestment Sub-Advisory Agreement • November 18th, 2009 • Cni Charter Funds • California
AGREEMENT made this 15th day of April, 2009, between City National Asset Management, Inc. (the “Adviser”), a corporation organized under the laws of the State of California and a wholly-owned subsidiary of City National Bank, a federally chartered bank, and Guggenheim Investment Management, LLC (the “Sub-Adviser”), a limited liability company organized under the laws of the State of Delaware.
April 13, 2009 Mr. John Freeman Freeman Investment Management Co., LLC 11255 El Camino Real San Diego, CA 92130 Dear John:Investment Manager Agreement • November 18th, 2009 • Cni Charter Funds
This Letter Agreement will serve to modify the terms of our Investment Manager Agreements dated February 27, 2009. Due to the current market environment, you have agreed to temporarily lower the investment management fee that CCM Advisors (CCMA) pays to you for your services to the AHA Diversified Equity Fund and the AHA Balanced Fund, each a series of the CNI Charter Funds (the “Funds”).
April 13, 2009 Mr. Christopher Reece Turner Investment Partners, Inc.Investment Manager Agreement • November 18th, 2009 • Cni Charter Funds
