FORM OF SHARE MARKETING AGREEMENTCni Charter Funds • May 3rd, 1999
CNI CHARTER FUNDS INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT executed as of August 2, 2001 by and between City National Asset Management, Inc., a wholly- owned subsidiary of City National Bank, a federally chartered bank and wholly- owned subsidiary...Sub-Advisory Agreement • May 13th, 2005 • Cni Charter Funds • California
SCHEDULE DATED DECEMBER 2, 2004 (EFFECTIVE AS OF JANUARY 1, 2005) TO THE ADMINISTRATION AGREEMENT DATED AS OF APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS GLOBAL FUNDS SERVICESAdministration Agreement • January 28th, 2005 • Cni Charter Funds • Delaware
SCHEDULE DATED JUNE 8, 2000 TO THE ADMINISTRATION AGREEMENT DATED AS OF APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS MUTUAL FUNDS SERVICESServices Agreement • August 25th, 2000 • Cni Charter Funds
Portfolios: This Agreement shall apply to all Portfolios of the CNI Charter Money Market Fund (collectively, the "Portfolios"), either now in existence or in the future created.
EXHIBIT 23(h)(1)(ii)Administrative Services Agreement • January 28th, 2003 • Cni Charter Funds
This letter agreement supplements the Administration Agreement between CNI Charter Funds (the "Trust") and SEI Investments Mutual Funds Services ("SIMFS"), dated April 1, 1999 (the "Agreement"). Each of the undersigned hereby covenants and agrees as follows:
WITNESSETH:Investment Management Agreement • May 13th, 2005 • Cni Charter Funds • California
AMENDMENT TO TRANSFER AGENCY AGREEMENT This Amendment shall be effective as of December 2, 2004, and amends the Transfer Agency Agreement (the "Agreement") between SEI Investments Fund Management ("SEI") and CNI Charter Funds (the "Trust") and its...Transfer Agency Agreement • January 28th, 2005 • Cni Charter Funds
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • October 1st, 2001 • Cni Charter Funds • California
SCHEDULE II DATED ___________, 2008 TO THE ADMINISTRATION AGREEMENT DATED AS OF APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS GLOBAL FUNDS SERVICESAdministration Agreement • March 10th, 2008 • Cni Charter Funds
Exhibit 23 (m)(1) Rule 12b-1 Plan ------------------------------------------------------------------------------ CNI CHARTER FUNDS FORM OF RULE 12B-1 DISTRIBUTION PLANCni Charter Funds • May 3rd, 1999
EXHIBIT 23(h)(5) SUB-ADMINISTRATION AGREEMENT SUB-ADMINISTRATION AGREEMENT AGREEMENT made this 9th day of December, 1999, between SEI Investments Mutual Funds Services ("SEI"), a Delaware business trust, and having its principal place of business at...Sub-Administration Agreement • January 26th, 2001 • Cni Charter Funds • Delaware
A) Transfer Agent. For the services to be rendered, the facilities furnished and the expenses assumed by the Transfer Agent pursuant to this Agreement, the Trust shall pay to the Transfer Agent compensation at an annual rate specified in the Schedule...Transfer Agent Agreement • March 10th, 2008 • Cni Charter Funds • Delaware
FUND ACCOUNTING SERVICING AGREEMENT This contract between Berkeley Capital Management Funds, a Delaware Business Trust (the "Trust"), on behalf of Berkeley Capital Management Money Market Fund, (hereinafter called the "Fund"), and Firstar Trust...Fund Accounting Servicing Agreement • January 16th, 1997 • Berkeley Capital Management Funds • California
SCHEDULE TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2003 • Cni Charter Funds
WITNESSETHShareholder Services Agreement • July 24th, 1997 • Berkeley Capital Management Funds • California
INVESTMENT MANAGER AGREEMENTInvestment Manager Agreement • January 28th, 2019 • City National Rochdale Funds • California
AGREEMENT made as of January 18th, 2018, by and between City National Rochdale, LLC, a limited liability company organized under the laws of the state of Delaware (the “Adviser”) and GML Capital LLP, a limited liability partnership organized under the laws of the United Kingdom (the “Investment Manager”), on behalf of the City National Rochdale Short Term Emerging Markets Debt Fund (the “Fund”), a series of City National Rochdale Funds (the “Trust”):
SCHEDULE A DATED _______, 2005 TO THE TRANSFER AGENT AGREEMENT DATED APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS FUND MANAGEMENTCni Charter Funds • May 13th, 2005
EXHIBIT 23(d)(1) SCHEDULE TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 25th, 2000 • Cni Charter Funds
INVESTMENT MANAGER AGREEMENT AGREEMENT made as of ___________, 2008 by and between CCM Advisors, LLC, a limited liability company organized under the laws of the state of Delaware (the "Adviser") and Turner Investment Partners, Inc., a corporation...Investment Manager Agreement • March 10th, 2008 • Cni Charter Funds • Illinois
CNI CHARTER FUNDS MULTIPLE CLASS PLANCni Charter Funds • May 3rd, 1999
Exhibit 23 (h)(1) Form of Administrative Services Agreement ------------------------------------------------------------------------------Administration Agreement • May 3rd, 1999 • Cni Charter Funds • Delaware
CUSTODIAN AGREEMENTCustodian Agreement • January 16th, 1997 • Berkeley Capital Management Funds • California
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT This AGREEMENT is made this ___ day of ___________ 2008, between CNI Charter Funds (the "Trust"), a Delaware statutory trust, City National Asset Management, Inc. ("CNAM"), a California corporation, and...Expense Limitation and Reimbursement Agreement • March 10th, 2008 • Cni Charter Funds • Delaware
Exhibit 23 (e) Form of Distribution Agreement ------------------------------------------------------------------------------Distribution Agreement • May 3rd, 1999 • Cni Charter Funds • Delaware
SUBSCRIPTION AGREEMENTSubscription Agreement • January 16th, 1997 • Berkeley Capital Management Funds
The undersigned purchaser (the "Purchaser") hereby subscribes to the number of shares (the "Shares") of beneficial interest of Berkeley Capital Management Funds (the "Company") as follows:
AGREEMENT AMONG JOINTLY INSURED PARTIES Joint Fidelity BondJoint Fidelity Bond • November 5th, 2010 • Cni Charter Funds
This Agreement Among Jointly Insured Parties (the “Agreement”) is made as of August 19, 2009 by and among SEI Asset Allocation Trust, SEI Daily Income Trust, SEI Institutional International Trust, SEI Institutional Investments Trust, SEI Institutional Managed Trust, SEI Liquid Asset Trust, SEI Tax Exempt Trust, SEI Alpha Strategy Portfolios, L.P., SEI Opportunity Fund, L.P., SEI Structured Credit Fund, L.P., The Advisors’ Inner Circle Fund, The Advisors’ Inner Circle Fund II (f/k/a The Arbor Fund), Bishop Street Funds, CNI Charter Funds, Causeway Capital Management Trust, Oak Associates Funds, The Arbitrage Fund (each a “Fund”, and collectively, the “Funds”), SEI Investments Management Corp., SEI Investments Distribution Co., SEI Global Services, Inc. and SEI Investments Global Funds Services (each as an “SEI Service Entity” and collectively, the “SEI Service Entities”) (the Funds and the SEI Service Entities are collectively referred to as the “Insureds”).
EXHIBIT 9(A) FUND ADMINISTRATION SERVICING AGEEMENT This Agreement is made and entered into on this day of , 1997, by and between Berkeley Capital Management Funds, a Delaware Business Trust (the "Trust"), on behalf of Berkeley Capital Management...Berkeley Capital Management Funds • January 16th, 1997 • California
SEVENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • January 28th, 2020 • City National Rochdale Funds
THIS SEVENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 10th day of September, 2019 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and CITY NATIONAL ROCHDALE FUNDS, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or "Borrowing Fund” and collectively the “Borrowers” or “Borrowing Funds”), and with its address at 400 North Roxbury Drive, Beverly Hills, California, 90210.
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST ofAgreement and Declaration • January 28th, 2022 • City National Rochdale Funds • Delaware
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2015 • City National Rochdale Funds • California
This INVESTMENT MANAGEMENT AGREEMENT made and effective as of the 24th day of September, 2013, by and between CITY NATIONAL ROCHDALE FIXED INCOME OPPORTUNITIES (IRELAND) LIMITED (hereinafter called the “Company”), a company organized under laws of Ireland, and CITY NATIONAL ROCHDALE, LLC (hereinafter called the “Adviser”), a limited liability company organized under laws of the State of Delaware.
ROCHDALE EMERGING MARKETS (MAURITIUS) INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2014 • City National Rochdale Funds • California
This INVESTMENT MANAGEMENT AGREEMENT made and effective as of the 28th day of March, 2013, by and between ROCHDALE EMERGING MARKETS (MAURITIUS) (hereinafter called the “Fund”), a company organized under laws of Mauritius, and ROCHDALE INVESTMENT MANAGEMENT LLC (hereinafter called the “Adviser”), a limited liability company organized under laws of the State of Delaware.
Exhibit 23 (h)(2) Form of Transfer Agent Agreement -------------------------------------------------------------------------------Transfer Agent Agreement • May 3rd, 1999 • Cni Charter Funds • Delaware
SIXTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • January 28th, 2020 • City National Rochdale Funds
THIS SIXTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 11th day of September, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and CITY NATIONAL ROCHDALE FUNDS, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or “Borrowing Fund" and collectively the “Borrowers” or "Borrowing Funds”), and with its address at 400 North Roxbury Drive, Beverly Hills, California 90210.
SUB-TRANSFER AGENT AGREEMENT THIS AGREEMENT is made as of this 5th day of September, 2001, by and between SEI INVESTMENTS FUND MANAGEMENT (the "Transfer Agent" or "SEI"), a Delaware business trust, and FORUM SHAREHOLDER SERVICES, LLC, a Delaware...Sub-Transfer Agent Agreement • May 13th, 2005 • Cni Charter Funds • Delaware
CUSTODY AGREEMENTCustody Agreement • September 15th, 2011 • Cni Charter Funds • Minnesota
THIS AGREEMENT is made and entered into as of this 1st day of August, 2011, by and between CNI CHARTER FUNDS, a Delaware trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
