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Cni Charter Funds Sample Contracts

Standard Contracts

WITNESSETH:
Investment Management Agreement • May 13th, 2005 • Cni Charter Funds • California
SHAREHOLDER SERVICES AGREEMENT
Shareholder Services Agreement • October 1st, 2001 • Cni Charter Funds • California
EXHIBIT 23(d)(1) SCHEDULE TO INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • August 25th, 2000 • Cni Charter Funds
SCHEDULE DATED JUNE 8, 2000 TO THE ADMINISTRATION AGREEMENT DATED AS OF APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS MUTUAL FUNDS SERVICES
Administrative Services Agreement • August 25th, 2000 • Cni Charter Funds

Portfolios: This Agreement shall apply to all Portfolios of the CNI Charter Money Market Fund (collectively, the "Portfolios"), either now in existence or in the future created.

AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of
Agreement and Declaration of Trust • January 28th, 2022 • City National Rochdale Funds • Delaware
SCHEDULE TO INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • January 28th, 2003 • Cni Charter Funds
INVESTMENT MANAGER AGREEMENT
Investment Manager Agreement • January 28th, 2019 • City National Rochdale Funds • California

AGREEMENT made as of January 18th, 2018, by and between City National Rochdale, LLC, a limited liability company organized under the laws of the state of Delaware (the “Adviser”) and GML Capital LLP, a limited liability partnership organized under the laws of the United Kingdom (the “Investment Manager”), on behalf of the City National Rochdale Short Term Emerging Markets Debt Fund (the “Fund”), a series of City National Rochdale Funds (the “Trust”):

WITNESSETH
Shareholder Services Agreement • July 24th, 1997 • Berkeley Capital Management Funds • California
SUBSCRIPTION AGREEMENT
Subscription Agreement • January 16th, 1997 • Berkeley Capital Management Funds

The undersigned purchaser (the "Purchaser") hereby subscribes to the number of shares (the "Shares") of beneficial interest of Berkeley Capital Management Funds (the "Company") as follows:

AGREEMENT AND DECLARATION OF TRUST
Trust Agreement • November 14th, 1996 • Berkeley Capital Management Funds • Delaware
AGREEMENT AMONG JOINTLY INSURED PARTIES Joint Fidelity Bond
Agreement Among Jointly Insured Parties • November 5th, 2010 • Cni Charter Funds

This Agreement Among Jointly Insured Parties (the “Agreement”) is made as of August 19, 2009 by and among SEI Asset Allocation Trust, SEI Daily Income Trust, SEI Institutional International Trust, SEI Institutional Investments Trust, SEI Institutional Managed Trust, SEI Liquid Asset Trust, SEI Tax Exempt Trust, SEI Alpha Strategy Portfolios, L.P., SEI Opportunity Fund, L.P., SEI Structured Credit Fund, L.P., The Advisors’ Inner Circle Fund, The Advisors’ Inner Circle Fund II (f/k/a The Arbor Fund), Bishop Street Funds, CNI Charter Funds, Causeway Capital Management Trust, Oak Associates Funds, The Arbitrage Fund (each a “Fund”, and collectively, the “Funds”), SEI Investments Management Corp., SEI Investments Distribution Co., SEI Global Services, Inc. and SEI Investments Global Funds Services (each as an “SEI Service Entity” and collectively, the “SEI Service Entities”) (the Funds and the SEI Service Entities are collectively referred to as the “Insureds”).

SEVENTH AMENDMENT TO LOAN AGREEMENT
Loan Agreement • January 28th, 2020 • City National Rochdale Funds

THIS SEVENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 10th day of September, 2019 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and CITY NATIONAL ROCHDALE FUNDS, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or "Borrowing Fund” and collectively the “Borrowers” or “Borrowing Funds”), and with its address at 400 North Roxbury Drive, Beverly Hills, California, 90210.

INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • January 28th, 2015 • City National Rochdale Funds • California

This INVESTMENT MANAGEMENT AGREEMENT made and effective as of the 24th day of September, 2013, by and between CITY NATIONAL ROCHDALE FIXED INCOME OPPORTUNITIES (IRELAND) LIMITED (hereinafter called the “Company”), a company organized under laws of Ireland, and CITY NATIONAL ROCHDALE, LLC (hereinafter called the “Adviser”), a limited liability company organized under laws of the State of Delaware.

ROCHDALE EMERGING MARKETS (MAURITIUS) INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • January 28th, 2014 • City National Rochdale Funds • California

This INVESTMENT MANAGEMENT AGREEMENT made and effective as of the 28th day of March, 2013, by and between ROCHDALE EMERGING MARKETS (MAURITIUS) (hereinafter called the “Fund”), a company organized under laws of Mauritius, and ROCHDALE INVESTMENT MANAGEMENT LLC (hereinafter called the “Adviser”), a limited liability company organized under laws of the State of Delaware.

SIXTH AMENDMENT TO LOAN AGREEMENT
Loan Agreement • January 28th, 2020 • City National Rochdale Funds

THIS SIXTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 11th day of September, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and CITY NATIONAL ROCHDALE FUNDS, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or “Borrowing Fund" and collectively the “Borrowers” or "Borrowing Funds”), and with its address at 400 North Roxbury Drive, Beverly Hills, California 90210.

CUSTODY AGREEMENT
Custody Agreement • September 15th, 2011 • Cni Charter Funds • Minnesota

THIS AGREEMENT is made and entered into as of this 1st day of August, 2011, by and between CNI CHARTER FUNDS, a Delaware trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

WITNESSETH:
Investment Management Agreement • January 16th, 1997 • Berkeley Capital Management Funds • California
CITY NATIONAL ROCHDALE FUNDS AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • January 28th, 2014 • City National Rochdale Funds

This AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT is made and effective as of the 3rd day of December, 2013, by and between City National Rochdale Funds (formerly known as “CNI Charter Funds”), a Delaware statutory trust (hereinafter referred to as the “Trust”), and City National Rochdale, LLC, a Delaware limited liability company (hereinafter referred to as the “Adviser”).

INVESTMENT MANAGER AGREEMENT
Investment Manager Agreement • January 28th, 2013 • Cni Charter Funds • Illinois

AGREEMENT made as of December 27, 2012 by and between City National Asset Management, Inc., a corporation organized under the laws of the state of California (the "Adviser") and Boyd Watterson Asset Management, LLC, a limited liability company organized under the laws of Ohio (the "Investment Manager"), on behalf of the Full Maturity Fixed Income Fund (the “Fund”), a series of CNI Charter Funds (the "Trust"):