Standard Contracts
SCHEDULE DATED DECEMBER 2, 2004 (EFFECTIVE AS OF JANUARY 1, 2005) TO THE ADMINISTRATION AGREEMENT DATED AS OF APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS GLOBAL FUNDS SERVICESAdministration Agreement • January 28th, 2005 • Cni Charter Funds • Delaware
Contract Type FiledJanuary 28th, 2005 Company Jurisdiction
WITNESSETH:Investment Management Agreement • May 13th, 2005 • Cni Charter Funds • California
Contract Type FiledMay 13th, 2005 Company Jurisdiction
AMENDMENT TO TRANSFER AGENCY AGREEMENT This Amendment shall be effective as of December 2, 2004, and amends the Transfer Agency Agreement (the "Agreement") between SEI Investments Fund Management ("SEI") and CNI Charter Funds (the "Trust") and its...Transfer Agency Agreement • January 28th, 2005 • Cni Charter Funds
Contract Type FiledJanuary 28th, 2005 Company
SCHEDULE II DATED ___________, 2008 TO THE ADMINISTRATION AGREEMENT DATED AS OF APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS GLOBAL FUNDS SERVICESAdministration Agreement • March 10th, 2008 • Cni Charter Funds
Contract Type FiledMarch 10th, 2008 Company
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • October 1st, 2001 • Cni Charter Funds • California
Contract Type FiledOctober 1st, 2001 Company Jurisdiction
Exhibit 23 (d) Investment Management Agreement ------------------------------------------------------------------------------Investment Management Agreement • May 3rd, 1999 • Cni Charter Funds • California
Contract Type FiledMay 3rd, 1999 Company Jurisdiction
EXHIBIT 23(d)(1) SCHEDULE TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 25th, 2000 • Cni Charter Funds
Contract Type FiledAugust 25th, 2000 Company
EXHIBIT 23(h)(5) SUB-ADMINISTRATION AGREEMENT SUB-ADMINISTRATION AGREEMENT AGREEMENT made this 9th day of December, 1999, between SEI Investments Mutual Funds Services ("SEI"), a Delaware business trust, and having its principal place of business at...Sub-Administration Agreement • January 26th, 2001 • Cni Charter Funds • Delaware
Contract Type FiledJanuary 26th, 2001 Company Jurisdiction
A) Transfer Agent. For the services to be rendered, the facilities furnished and the expenses assumed by the Transfer Agent pursuant to this Agreement, the Trust shall pay to the Transfer Agent compensation at an annual rate specified in the Schedule...Transfer Agent Agreement • March 10th, 2008 • Cni Charter Funds • Delaware
Contract Type FiledMarch 10th, 2008 Company Jurisdiction
SCHEDULE DATED JUNE 8, 2000 TO THE ADMINISTRATION AGREEMENT DATED AS OF APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS MUTUAL FUNDS SERVICESAdministrative Services Agreement • August 25th, 2000 • Cni Charter Funds
Contract Type FiledAugust 25th, 2000 CompanyPortfolios: This Agreement shall apply to all Portfolios of the CNI Charter Money Market Fund (collectively, the "Portfolios"), either now in existence or in the future created.
FUND ACCOUNTING SERVICING AGREEMENT This contract between Berkeley Capital Management Funds, a Delaware Business Trust (the "Trust"), on behalf of Berkeley Capital Management Money Market Fund, (hereinafter called the "Fund"), and Firstar Trust...Fund Accounting Servicing Agreement • January 16th, 1997 • Berkeley Capital Management Funds • California
Contract Type FiledJanuary 16th, 1997 Company Jurisdiction
Exhibit 23 (a)(2) Form of Amendment to the Agreement and Declaration of Trust - -------------------------------------------------------------------------------Agreement and Declaration of Trust • May 3rd, 1999 • Cni Charter Funds
Contract Type FiledMay 3rd, 1999 Company
EXHIBIT 9(A) FUND ADMINISTRATION SERVICING AGEEMENT This Agreement is made and entered into on this day of , 1997, by and between Berkeley Capital Management Funds, a Delaware Business Trust (the "Trust"), on behalf of Berkeley Capital Management...Fund Administration Servicing Agreement • January 16th, 1997 • Berkeley Capital Management Funds • California
Contract Type FiledJanuary 16th, 1997 Company Jurisdiction
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST ofAgreement and Declaration of Trust • January 28th, 2022 • City National Rochdale Funds • Delaware
Contract Type FiledJanuary 28th, 2022 Company Jurisdiction
Exhibit 23 (e) Form of Distribution Agreement ------------------------------------------------------------------------------Distribution Agreement • May 3rd, 1999 • Cni Charter Funds • Delaware
Contract Type FiledMay 3rd, 1999 Company Jurisdiction
SCHEDULE TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2003 • Cni Charter Funds
Contract Type FiledJanuary 28th, 2003 Company
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT This AGREEMENT is made this ___ day of ___________ 2008, between CNI Charter Funds (the "Trust"), a Delaware statutory trust, City National Asset Management, Inc. ("CNAM"), a California corporation, and...Expense Limitation and Reimbursement Agreement • March 10th, 2008 • Cni Charter Funds • Delaware
Contract Type FiledMarch 10th, 2008 Company Jurisdiction
INVESTMENT MANAGER AGREEMENTInvestment Manager Agreement • January 28th, 2019 • City National Rochdale Funds • California
Contract Type FiledJanuary 28th, 2019 Company JurisdictionAGREEMENT made as of January 18th, 2018, by and between City National Rochdale, LLC, a limited liability company organized under the laws of the state of Delaware (the “Adviser”) and GML Capital LLP, a limited liability partnership organized under the laws of the United Kingdom (the “Investment Manager”), on behalf of the City National Rochdale Short Term Emerging Markets Debt Fund (the “Fund”), a series of City National Rochdale Funds (the “Trust”):
INVESTMENT MANAGER AGREEMENT AGREEMENT made as of ___________, 2008 by and between CCM Advisors, LLC, a limited liability company organized under the laws of the state of Delaware (the "Adviser") and Turner Investment Partners, Inc., a corporation...Investment Manager Agreement • March 10th, 2008 • Cni Charter Funds • Illinois
Contract Type FiledMarch 10th, 2008 Company Jurisdiction
WITNESSETHShareholder Services Agreement • July 24th, 1997 • Berkeley Capital Management Funds • California
Contract Type FiledJuly 24th, 1997 Company Jurisdiction
SUB-TRANSFER AGENT AGREEMENT THIS AGREEMENT is made as of this 5th day of September, 2001, by and between SEI INVESTMENTS FUND MANAGEMENT (the "Transfer Agent" or "SEI"), a Delaware business trust, and FORUM SHAREHOLDER SERVICES, LLC, a Delaware...Sub-Transfer Agent Agreement • May 13th, 2005 • Cni Charter Funds • Delaware
Contract Type FiledMay 13th, 2005 Company Jurisdiction
SUBSCRIPTION AGREEMENTSubscription Agreement • January 16th, 1997 • Berkeley Capital Management Funds
Contract Type FiledJanuary 16th, 1997 CompanyThe undersigned purchaser (the "Purchaser") hereby subscribes to the number of shares (the "Shares") of beneficial interest of Berkeley Capital Management Funds (the "Company") as follows:
AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • November 14th, 1996 • Berkeley Capital Management Funds • Delaware
Contract Type FiledNovember 14th, 1996 Company Jurisdiction
AGREEMENT AMONG JOINTLY INSURED PARTIES Joint Fidelity BondAgreement Among Jointly Insured Parties • November 5th, 2010 • Cni Charter Funds
Contract Type FiledNovember 5th, 2010 CompanyThis Agreement Among Jointly Insured Parties (the “Agreement”) is made as of August 19, 2009 by and among SEI Asset Allocation Trust, SEI Daily Income Trust, SEI Institutional International Trust, SEI Institutional Investments Trust, SEI Institutional Managed Trust, SEI Liquid Asset Trust, SEI Tax Exempt Trust, SEI Alpha Strategy Portfolios, L.P., SEI Opportunity Fund, L.P., SEI Structured Credit Fund, L.P., The Advisors’ Inner Circle Fund, The Advisors’ Inner Circle Fund II (f/k/a The Arbor Fund), Bishop Street Funds, CNI Charter Funds, Causeway Capital Management Trust, Oak Associates Funds, The Arbitrage Fund (each a “Fund”, and collectively, the “Funds”), SEI Investments Management Corp., SEI Investments Distribution Co., SEI Global Services, Inc. and SEI Investments Global Funds Services (each as an “SEI Service Entity” and collectively, the “SEI Service Entities”) (the Funds and the SEI Service Entities are collectively referred to as the “Insureds”).
SEVENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • January 28th, 2020 • City National Rochdale Funds
Contract Type FiledJanuary 28th, 2020 CompanyTHIS SEVENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 10th day of September, 2019 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and CITY NATIONAL ROCHDALE FUNDS, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or "Borrowing Fund” and collectively the “Borrowers” or “Borrowing Funds”), and with its address at 400 North Roxbury Drive, Beverly Hills, California, 90210.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2015 • City National Rochdale Funds • California
Contract Type FiledJanuary 28th, 2015 Company JurisdictionThis INVESTMENT MANAGEMENT AGREEMENT made and effective as of the 24th day of September, 2013, by and between CITY NATIONAL ROCHDALE FIXED INCOME OPPORTUNITIES (IRELAND) LIMITED (hereinafter called the “Company”), a company organized under laws of Ireland, and CITY NATIONAL ROCHDALE, LLC (hereinafter called the “Adviser”), a limited liability company organized under laws of the State of Delaware.
ROCHDALE EMERGING MARKETS (MAURITIUS) INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2014 • City National Rochdale Funds • California
Contract Type FiledJanuary 28th, 2014 Company JurisdictionThis INVESTMENT MANAGEMENT AGREEMENT made and effective as of the 28th day of March, 2013, by and between ROCHDALE EMERGING MARKETS (MAURITIUS) (hereinafter called the “Fund”), a company organized under laws of Mauritius, and ROCHDALE INVESTMENT MANAGEMENT LLC (hereinafter called the “Adviser”), a limited liability company organized under laws of the State of Delaware.
SCHEDULE A DATED _______, 2005 TO THE TRANSFER AGENT AGREEMENT DATED APRIL 1, 1999 BETWEEN CNI CHARTER FUNDS AND SEI INVESTMENTS FUND MANAGEMENTTransfer Agent Agreement • May 13th, 2005 • Cni Charter Funds
Contract Type FiledMay 13th, 2005 Company
INVESTMENT SUB-ADVISORY AGREEMENT CNI CHARTER HIGH YIELD BOND FUND AGREEMENT made this 14th day of January, 2000, between City National Bank, a federally chartered bank and wholly-owned subsidiary of City National Corporation, a bank holding company...Investment Sub-Advisory Agreement • May 13th, 2005 • Cni Charter Funds • California
Contract Type FiledMay 13th, 2005 Company Jurisdiction
SIXTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • January 28th, 2020 • City National Rochdale Funds
Contract Type FiledJanuary 28th, 2020 CompanyTHIS SIXTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 11th day of September, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and CITY NATIONAL ROCHDALE FUNDS, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or “Borrowing Fund" and collectively the “Borrowers” or "Borrowing Funds”), and with its address at 400 North Roxbury Drive, Beverly Hills, California 90210.
CUSTODY AGREEMENTCustody Agreement • September 15th, 2011 • Cni Charter Funds • Minnesota
Contract Type FiledSeptember 15th, 2011 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 1st day of August, 2011, by and between CNI CHARTER FUNDS, a Delaware trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
WITNESSETH:Investment Management Agreement • January 16th, 1997 • Berkeley Capital Management Funds • California
Contract Type FiledJanuary 16th, 1997 Company Jurisdiction
Exhibit 23 (m)(1) Rule 12b-1 Plan ------------------------------------------------------------------------------ CNI CHARTER FUNDS FORM OF RULE 12B-1 DISTRIBUTION PLANRule 12b-1 Distribution Plan • May 3rd, 1999 • Cni Charter Funds
Contract Type FiledMay 3rd, 1999 Company
CITY NATIONAL ROCHDALE FUNDS AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2014 • City National Rochdale Funds
Contract Type FiledJanuary 28th, 2014 CompanyThis AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT is made and effective as of the 3rd day of December, 2013, by and between City National Rochdale Funds (formerly known as “CNI Charter Funds”), a Delaware statutory trust (hereinafter referred to as the “Trust”), and City National Rochdale, LLC, a Delaware limited liability company (hereinafter referred to as the “Adviser”).
INVESTMENT MANAGER AGREEMENTInvestment Manager Agreement • January 28th, 2013 • Cni Charter Funds • Illinois
Contract Type FiledJanuary 28th, 2013 Company JurisdictionAGREEMENT made as of December 27, 2012 by and between City National Asset Management, Inc., a corporation organized under the laws of the state of California (the "Adviser") and Boyd Watterson Asset Management, LLC, a limited liability company organized under the laws of Ohio (the "Investment Manager"), on behalf of the Full Maturity Fixed Income Fund (the “Fund”), a series of CNI Charter Funds (the "Trust"):