FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • January 28th, 2011 • Cni Charter Funds • Delaware
This AGREEMENT is made this 28th day of January, 2011, between CNI Charter Funds, a Delaware statutory trust (the “Trust”) and City National Asset Management, Inc., a California corporation (hereinafter called the “Adviser”).
FORM OF SHAREHOLDER SERVICES FEE LIMITATION AGREEMENTShareholder Services Fee Limitation Agreement • January 28th, 2011 • Cni Charter Funds • Delaware
This AGREEMENT is made this 1st day of January, 2011, between CNI Charter Funds (the “Trust”), a Delaware statutory trust, and City National Asset Management, Inc. (“CNAM, Inc.”), a California corporation.
CNI CHARTER FUNDS FORM OF SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • January 28th, 2011 • Cni Charter Funds • California
THIS SHAREHOLDER SERVICES AGREEMENT (this “Agreement”) is made as of the 1st day of January, 2011, by and between CNI CHARTER FUNDS, a Delaware statutory trust (the “Trust”), and CITY NATIONAL ASSET MANAGEMENT, INC., a California corporation (“CNAM, Inc.”).
AMENDMENT TO TRANSFER AGENT AGREEMENTTransfer Agent Agreement • January 28th, 2011 • Cni Charter Funds • Delaware
THIS AMENDMENT TO THE TRANSFER AGENT AGREEMENT (this “Amendment”), effective as of the 11th day of August, 2010 (the “Amendment Effective Date”) is entered into by and between CNI Charter Funds (the “Trust”), and SEI Institutional Transfer Agent, Inc. (“Transfer Agent”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • January 28th, 2011 • Cni Charter Funds • Delaware
THIS AMENDMENT TO THE ADMINISTRATION AGREEMENT (this “Amendment”), effective as of the 1st day of January, 2010 (the “Amendment Effective Date”) is entered into by and between CNI Charter Funds (the “Trust”), and SEI Investments Global Funds Services (“Administrator”).
FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • January 28th, 2011 • Cni Charter Funds • Delaware
This AGREEMENT is made this 28th day of January 2011, between CNI Charter Funds (the “Trust”), a Delaware statutory trust, City National Asset Management, Inc. (“CNAM”), a California corporation, and Reed, Conner & Birdwell, LLC, a Delaware limited liability company (“RCB”).
SUB-TRANSFER AGENCY AGREEMENTSub-Transfer Agency Agreement • January 28th, 2011 • Cni Charter Funds • Delaware
THIS SUB-TRANSFER AGENCY AGREEMENT (the “Sub-TA Agreement”) is made as of this 20th day of May, 2010, by and between SEI INSTITUTIONAL TRANSFER AGENT, INC., a Delaware corporation, its successors and assigns (”SEI”), and UMB FUND SERVICES, INC., a Wisconsin corporation, its successors and assigns (“UMBFS”).
CNI CHARTER FUNDS INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2011 • Cni Charter Funds • California
This INVESTMENT MANAGEMENT AGREEMENT made and effective as of the 1 day of October, 2005, by and between CNI CHARTER FUNDS (formerly known as “Berkeley Funds”), a Delaware statutory trust (hereinafter called the “Trust”), on behalf of each series of the Trust listed in Appendix A hereto, as such Appendix may be amended from time to time (each series hereinafter referred to individually as a “Fund” and collectively as the “Funds”) and CCM Advisors, LLC (hereinafter called the “Adviser”), a limited liability company organized under laws of the State of Delaware.
FORM OF SHAREHOLDER SERVICES FEE LIMITATION AGREEMENTShareholder Services Fee Limitation Agreement • January 28th, 2011 • Cni Charter Funds • Delaware
This AGREEMENT is made this 28th day of January 2011, between CNI Charter Funds (the “Trust”), a Delaware statutory trust, and City National Bank (“CNB”), a Delaware federally chartered bank.
