CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • July 22nd, 2013 • LocalShares Investment Trust • New York
THIS AGREEMENT, dated as of July ___, 2013, between LOCALSHARES INVESTMENT TRUST (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS 1IARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
LOCALSHARES INVESTMENT TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 22nd, 2013 • LocalShares Investment Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________ 20__ (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of LocalShares Investment Trust (the “Trust”), and is subject to acceptance by _______________ (the “Transfer Agent”) in its capacity as transfer agent of the Trust. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in SECTION 14 of this Agreement.
ADMINISTRATION AGREEMENTAdministration Agreement • July 22nd, 2013 • LocalShares Investment Trust • Delaware
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 6th day of May, 2013 (the “Effective Date”), by and between Local Shares Investment Trust (the “Trust”), Local Shares Advisors, Inc. (the “Advisor”) solely in respect of the rights and obligations set forth in Section 8 and Section 9 of this Agreement, and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
SUBADVISORY AGREEMENTSubadvisory Agreement • July 22nd, 2013 • LocalShares Investment Trust • Delaware
This Subadvisory Agreement (as amended from time to time, this “Agreement”) is entered into as of the 19th day of July, 2013, by and between LocalShares, Inc., a Delaware corporation (the “Adviser”), and Decker Wealth Management LLC, a Tennessee limited liability company (“Sub-Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 22nd, 2013 • LocalShares Investment Trust • Pennsylvania
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this 6th day of May, 2013 by and between Local Shares Investment Trust (the “Trust”), a Delaware statutory trust, and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
LOCALSHARES INVESTMENT TRUST SUBSCRIPTION AGREEMENTSubscription Agreement • July 22nd, 2013 • LocalShares Investment Trust
This Subscription Agreement (the “Agreement”) made this 21st day of June, 2013, by and between LocalShares Investment Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”), and XMI Holdings, Inc., an corporation organized under Delaware law (the “Subscriber”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • July 22nd, 2013 • LocalShares Investment Trust • Pennsylvania
THIS DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made as of this 6th day of May, 2013 (“Effective Date”) by and between Local Shares Advisors, Inc. (“Advisor”), a corporation organized under the laws of the state of Delaware, and SEI Investments Distribution Co., a corporation organized under the laws of the Commonwealth of Pennsylvania (“SIDCO”).
LOCALSHARES INVESTMENT TRUST INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • July 22nd, 2013 • LocalShares Investment Trust • Delaware
This Contract is made this 19th day of July, 2013, between LocalShares, Inc., a Delaware corporation having its principal place of business in Nashville, Tennessee (the “Adviser”), and LocalShares Investment Trust, a Delaware statutory trust, having its principal place of business in Nashville, Tennessee (the “Trust”).
Index License Agreement between Solactive AG Bettinastrasse 30 60325 Frankfurt am Main - hereinafter referred to as "Solactive" - and LocalShares, Inc. - hereinafter referred to as "Licensee" - jointly referred to hereinafter as "Parties" -Index License Agreement • July 22nd, 2013 • LocalShares Investment Trust
Inhalt § 1 Index Calculation 3 § 2 Dissemination of Indices 3 § 3 Rights in Indices and Index Prices 4 § 4 Utilisation Right 4 § 5 Obligations of Parties regarding calculated Indices 4 § 6 Issuer's Statement 4 § 7 Trade Mark Rights 5 § 8 Warranty 5 § 9 Limitation of Liability 6 § 10 Remuneration 7 § 11 Term of agreement 7 § 12 Termination of agreement 7 § 13 Transfer of Solactive’ Rights and Obligations to a Third Party 7 § 14 Transfer of Duties to Third Parties 8 § 15 Confidentiality 8 § 16 Contact 9 § 17 Final Provisions 10 Addendum 1 List of indices covered by this contract 11 Addendum 2 Index specifications 12 Addendum 3 Trade Marks of Licensee 13 Addendum 4 14 Addendum 5 16 Addendum 6 17
