0001398344-13-005430 Sample Contracts

VOTING AGREEMENT
Voting Agreement • November 15th, 2013 • Firsthand Technology Value Fund, Inc. • New York

This Voting Agreement (this “Agreement”), dated as of October 4, 2013, is among the individual or entity listed on the signature page hereto (the “Voting Stockholder”) and Firsthand Technology Value Fund, Inc., a Maryland corporation (the “Company”).

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October 4, 2013
Firsthand Technology Value Fund, Inc. • November 15th, 2013
October 4, 2013 Firsthand Technology Value Fund, Inc.
Firsthand Technology Value Fund, Inc. • November 15th, 2013
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • November 15th, 2013 • Firsthand Technology Value Fund, Inc. • New York

This Registration Rights Agreement (this “Agreement”), is made and entered into as of October 4, 2013, by and among Firsthand Technology Value Fund, Inc., a Maryland corporation (the “Company”), and the persons identified on Schedule A hereto (collectively, the “Purchasers” and each individually, a “Purchaser”).

EXCHANGE AGREEMENT BY AND AMONG FIRSTHAND TECHNOLOGY VALUE FUND, INC., HOLDERS OF THE DEBENTURES OF INTRAOP MEDICAL CORPORATION AND HOLDERS OF THE INVENTORY AND FACTORING CREDIT FACILITIES OF INTRAOP MEDICAL CORPORATION
Exchange Agreement • November 15th, 2013 • Firsthand Technology Value Fund, Inc. • New York

This EXCHANGE AGREEMENT, dated as of October 4, 2013 (this “Agreement”) is entered into by and among Firsthand Technology Value Fund, Inc., a Maryland corporation (“SVVC”), each of the Noteholder Purchasers listed in Schedule 1.01 attached hereto (each referred to herein as a “Noteholder Purchaser”) and each of the Factoring Lender Purchasers listed in Schedule 1.01 attached hereto (each referred to herein as a “Factoring Lender Purchaser”) and collectively, the “Purchasers”).

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