DISTRIBUTION AGREEMENTDistribution Agreement • May 22nd, 2014 • Pennant 504 Fund • Delaware
THIS AGREEMENT is made and entered into as of this 15th day of May, 2014 (the “Agreement”) by The Pennant 504 Fund (the “Fund”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
FORM OF WHOLESALING AGREEMENTWholesaling Agreement • May 22nd, 2014 • Pennant 504 Fund • Delaware
THIS WHOLESALING AGREEMENT (the “Agreement”) dated as of _____, 2014 (the “Effective Date”) is by and between _________________________(“Wholesaler”), with its principal office and place of business at ____________________ and Foreside Fund Services, LLC (“Distributor”), with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (collectively, the “Parties”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • May 22nd, 2014 • Pennant 504 Fund • Delaware
WHEREAS, pursuant to a distribution agreement by and between the Distributor and The Pennant 504 Fund (the “Fund”) dated as of May 15, 2014 (the “Distribution Agreement”), the Distributor acts as the principal underwriter and distributor of shares of beneficial interest of the Fund; and
