Exhibit 10.6 WHOLESALING AGREEMENT THIS WHOLESALING AGREEMENT (this "Agreement"), dated as of _______, 2003, by and between CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED, a Maryland corporation (the "Company"), and CAREY FINANCIAL...Wholesaling Agreement • November 21st, 2003 • Corporate Property Associates 16 Global Inc • Lessors of real property, nec • New York
WHOLESALING AGREEMENT FOR BD INTRODUCTIONSWholesaling Agreement • April 14th, 2023 • Belpointe PREP, LLC • Real estate • New York
Emerson Equity LLC, a California limited liability company, as the dealer manager (the “Dealer Manager”) for Belpointe PREP, LLC, a Delaware limited liability company (the “Company”), invites you (the “Wholesaler”) to participate in the distribution of Class A units (the “Units”) representing limited liability company interest in the Company subject to the terms of this Wholesaling Agreement (the “Agreement”).
MERRILL LYNCH LIFE INSURANCE COMPANY NONAFFILIATED BROKER-DEALER WHOLESALING AGREEMENTWholesaling Agreement • March 27th, 2008 • Merrill Lynch Life Insurance Co • New York
This WHOLESALING AGREEMENT (“Agreement”) is made this 28th day of December, 2007. The parties to this Agreement are Merrill Lynch Life Insurance Company, an Arkansas Company corporation (“Company”), issuer of annuity policies (“Contracts”), Merrill Lynch, Pierce, Fenner & Smith Incorporated, a Delaware corporation (“Distributor”), and Transamerica Capital, a California corporation (“Wholesaler”).
EXHIBIT 1.1 AMERICAN FAMILY HOLDINGS, INC. $5,000,000 OF UNITS WHOLESALING AGREEMENT American Family Holdings, Inc. 4220 Von Karman Suite 110 Newport Beach, California 92660 Dear Sir: American Family Holdings, Inc., a Delaware corporation (the...Wholesaling Agreement • March 30th, 1998 • American Family Holdings Inc • Real estate • California
EX-10.1 2 a18-13090_1ex10d1.htm EX-10.1 EXECUTION COPY WHOLESALING AGREEMENT May 10, 2018 CCO Capital, LLC Phoenix, AZ 85016 Ladies and Gentlemen:Wholesaling Agreement • May 5th, 2020 • New York
International Assets Advisory, LLC, a Florida limited liability company (the “Dealer Manager”), has entered into an exclusive dealer manager agreement dated as of June 28, 2016 (as may be amended, amended and restated or otherwise modified from time to time, the “Dealer Manager Agreement”), with CIM Commercial Trust Corporation, a Maryland corporation (the “Company”), pursuant to which the Dealer Manager has agreed to use its reasonable best efforts to solicit subscriptions in connection with the Company’s public offering (the “Offering”) of a minimum of 400,000 units and a maximum of 36,000,000 units (each a “Unit” and, collectively, the “Units”), with each Unit consisting of (a) one share of Series A Preferred Stock, $0.001 par value per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 0.25 of a share of Common Stock, $0.001 par value per share, of the Company (each a “Common Share”), for a purchase price of $25 per Unit. Capitalized terms us
EXHIBIT 1.1 AMERICAN FAMILY HOLDINGS, INC. $5,000,000 OF UNITS WHOLESALING AGREEMENT [Name and Address of Wholesaler] Dear Sir: American Family Holdings, Inc., a Delaware corporation (the "Corporation"), proposes to offer and sell to investors, upon...Wholesaling Agreement • October 6th, 1998 • American Family Holdings Inc • Real estate • California
AMENDMENT TO WHOLESALING AGREEMENT This amendment to the Wholesaling Agreement between Allmerica Financial Life Insurance and Annuity Company (formerly known as SMA Life Assurance Company), First Allmerica Financial Life Insurance Company (formerly...Wholesaling Agreement • April 24th, 1998 • Separate Account Va-P of First Allmerica Fin Life Insur Co
WHOLESALING AGREEMENTWholesaling Agreement • December 24th, 2008 • Allstate Financial Investment Trust • Delaware
THIS WHOLESALING AGREEMENT (the “Agreement”) dated as of March 20, 2008 (the “Effective Date”) is by and between Allstate Distributors, LLC (“Allstate”), with its principal office and place of business at 3100 Sanders Road, Suite N3B, Northbrook, IL 60062 and Funds Distributor, LLC (“Distributor”), with its principal office and place of business at 3435 Stelzer Road, Suite 1000, Columbus, OH 43219 (collectively, the “Parties”).
WHOLESALING AGREEMENTWholesaling Agreement • September 2nd, 2010 • ASGI Agility Income Fund • North Carolina
WHOLESALING AGREEMENT (the “Agreement”) dated as of August 16, 2010, by and between ASGI Agility Income Fund (the “Fund”), a business trust organized under Delaware law, and Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”).
FORM OF WHOLESALING AGREEMENTWholesaling Agreement • May 22nd, 2014 • Pennant 504 Fund • Delaware
THIS WHOLESALING AGREEMENT (the “Agreement”) dated as of _____, 2014 (the “Effective Date”) is by and between _________________________(“Wholesaler”), with its principal office and place of business at ____________________ and Foreside Fund Services, LLC (“Distributor”), with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (collectively, the “Parties”).
WITNESSETH:Wholesaling Agreement • December 11th, 1996 • Separate Account KGC of Allmerica Fin Life Ins & Annuity Co • Massachusetts
WHOLESALING AGREEMENTWholesaling Agreement • January 30th, 2017 • Forefront Income Trust • Delaware
THIS WHOLESALING AGREEMENT (the “Agreement”) dated as of January 19, 2017 (the “Effective Date”), is by and between Martel Capital, LLC (“Wholesaler”), with its principal office and place of business at 7 Times Square, 37th Floor, New York, NY 10036, and Foreside Fund Services, LLC (“Distributor”), with its principal office and place of business at 3 Canal Plaza, Suite 100, Portland, ME 04101 (collectively, the “Parties”).
WITNESSETH:Wholesaling Agreement • November 9th, 1998 • Lincoln Life Variable Annuity Account N • Indiana
WITNESSETH:Wholesaling Agreement • November 7th, 1996 • Separate Account Kg of First Allmerica Fin Life Ins Co • Massachusetts
WHOLESALING AGREEMENTWholesaling Agreement • March 24th, 2014 • RREEF Property Trust, Inc. • Real estate investment trusts • Delaware
SC Distributors, LLC, a Delaware limited liability company (the “Dealer Manager”), has entered into an agreement dated as of December 28, 2012 (the “Dealer Manager Agreement”), with RREEF Property Trust, Inc., a Maryland corporation (the “Company”), and RREEF Property Operating Partnership, LP, a Delaware limited partnership (the “Operating Partnership”) that serves as the Company’s operating partnership subsidiary and of which the Company is the sole general partner. Under the Dealer Manager Agreement, the Dealer Manager serves as the Company’s exclusive Dealer Manager in connection with a public offering (the “Offering”) of the Company’s common stock consisting of: (a) up to $2,250,000,000 in any combination of Class A Shares and Class B Shares being offered to the public pursuant to the Company’s primary offering (the “Primary Shares”); and (b) up to $250,000,000 in any combination of Class A Shares and Class B Shares being offered to stockholders of the Company pursuant to the Comp
WHOLESALING AGREEMENTWholesaling Agreement • February 11th, 2011 • Lightstone Value Plus Real Estate Investment Trust Ii Inc • Real estate investment trusts • New York
Lightstone Securities LLC, a New York limited liability company (the “Company”), has entered into an agreement with Lightstone Value Real Estate Investment Trust II, Inc., a Maryland corporation (the “Trust”), to serve as its exclusive Dealer Manager. The Trust is engaged in a public offering of shares of common stock in the Trust (the “Shares”) through participating broker dealers (the “Selling Agent”`), on a best-efforts basis pursuant to the Selling Agreement between the Company, the Selling Agent and the Trust (the “Selling Agreement”), a copy of which has been furnished to you. Other selling agents, including those introduced by ICON Securities Corp. (“Wholesaler”) to us (“Additional Selling Agents” and together with the Selling Agent, the “Selling Agents”), may be selected by the Company. We confirm our agreement with you as follows.
WHOLESALING AGREEMENTWholesaling Agreement • July 22nd, 2015 • Preferred Apartment Communities Inc • Real estate investment trusts
International Assets Advisory, LLC, a Florida limited liability company (the “Company” or “Dealer Manager”), has entered into a separate agreement dated October 11, 2013 with Preferred Apartment Communities, Inc., a Maryland corporation (the “REIT”), to serve as its exclusive Dealer Manager. The REIT is engaged in a public offering of units (“Public Offering”) of its Series A Redeemable Preferred Stock and Warrants to purchase common stock in the REIT (the “Units”) through participating broker dealers (the “Soliciting Dealers”), on a best-efforts basis pursuant to the soliciting dealer agreement between the Company and the Soliciting Dealers (the “Soliciting Dealer Agreement”), and Registered Investment Advisors (the “RIAs”) pursuant to the Selected Investment Advisors Agreement (the “SIA Agreement”). Other RIAs and soliciting dealers, including those introduced by Preferred Capital Securities, LLC (“Wholesaler”) to the Company (“Additional Soliciting Dealers” and together with the exi
FORM OF WHOLESALING AGREEMENTWholesaling Agreement • April 18th, 2011 • ING Emerging Markets High Dividend Equity Fund • Arizona
This Agreement, dated as of , 20 , is entered into by and among, ING Investments, LLC (“Adviser”) and ING Investments Distributor, LLC (“IID”).
