AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 26th, 2016 • ALPS Series Trust
This Amendment dated as of April 26, 2016 (this “Amendment”) is to the Investment Advisory Agreement dated September 8, 2015 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the funds listed in APPENDIX A hereto, as may be amended from time to time (the “Funds”), each a series of the Trust, and Clarkston Capital Partners, LLC, a Michigan limited liability company (the “Adviser”).
Amendment to Global Custody Agreement (For Foreign and Domestic Securities)Global Custody Agreement • April 26th, 2016 • ALPS Series Trust
This Amendment is dated April 25, 2016 (“Effective Date”) to the Global Custody Agreement (For Foreign and Domestic Securities), dated November 29, 2012, as amended (the “Agreement”), and is entered into by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and MUFG Union Bank, National Association (f/k/a Union Bank, N.A.) (the “Custodian”).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 26th, 2016 • ALPS Series Trust
This Amendment dated as of April 26, 2016 (this “Amendment”) is to the Distribution Agreement dated September 8, 2015 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the funds listed in APPENDIX A hereto, as may be amended from time to time (the “Funds”), each a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • April 26th, 2016 • ALPS Series Trust
This Amendment dated as of April 26, 2016 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated September 8, 2015 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the funds listed in Exhibit A hereto, as may be amended from time to time (the “Funds”), each a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
CLARKSTON CAPITAL PARTNERS, LLCManagement Fee Limitation Agreement • April 26th, 2016 • ALPS Series Trust
This letter confirms the agreement of Clarkston Capital Partners, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Clarkston Funds.
AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • April 26th, 2016 • ALPS Series Trust
This Amendment dated as of April 26, 2016 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated September 8, 2015, as amended (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the funds listed in Appendix A hereto, as may be amended from time to time (the “Funds”), each a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
FORM OF SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Clarkston Select Fund and Clarkston Founders Fund (the “Funds”)Share Purchase Agreement • April 26th, 2016 • ALPS Series Trust
This Agreement is made effective as of the _____ day of ___, 2016 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds.
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 26th, 2016 • ALPS Series Trust
This Amendment dated as of April 26, 2016 (this “Amendment”) is to the Transfer Agency and Services Agreement dated September 8, 2015 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the funds listed in Appendix A hereto, as may be amended from time to time (the “Funds”), each a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
