August 5, 2016 Cornerstone Strategic Value Fund, Inc. C/o Cornerstone Advisors, Inc. Suite 250 Ashville, NC 28803 Attn: Mr. Ralph Bradshaw RE: Cornerstone Strategic Value Fund, Inc. – Rights Offer Dear Mr. Bradshaw:Information Agent Agreement • August 5th, 2016 • Cornerstone Strategic Value Fund Inc • New York
This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Cornerstone Strategic Value Fund, Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • August 5th, 2016 • Cornerstone Strategic Value Fund Inc • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of August 5, 2016, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Cornerstone Strategic Value Fund, Inc. (the “Company”).
INDEMNITY AGREEMENTIndemnification Agreement • August 5th, 2016 • Cornerstone Strategic Value Fund Inc • New York
In consideration of your service as a director of Cornerstone Strategic Value Fund, Inc. (the "Company"), the Company will, to the extent provided herein, indemnify you and hold you harmless from and against any and all "Losses" (as defined below) which you may incur by reason of your election or service as a director of the Company or any "Related Entity" (as defined below) to the fullest extent permitted by law.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • August 5th, 2016 • Cornerstone Strategic Value Fund Inc • New York
This TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of March 1, 2016, is entered into by and between CORNERSTONE STRATEGIC VALUE FUND, INC., a Maryland corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”).
