SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 29th, 2016 • Financial Investors Trust • Delaware
This SUB-ADVISORY AGREEMENT (the “Agreement”) is made this 31st day of August, 2016, by and among Financial Investors Trust (the “Trust”), on behalf of each of its separate series set forth in Schedule A hereto (each such series, the “Fund”), Highland Associates, Inc. (the “Adviser”), and Incline Global Management, LLC (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 2016 • Financial Investors Trust • Delaware
THIS AGREEMENT, dated as of August 31, 2016 by and between Redmont Resolute, a Cayman Islands exempted company (the “Company”) and Highland Associates, Inc. (the “Investment Adviser”), an Alabama corporation.
EMERALD LETTERHEAD]Management Fee Limitation Agreement • August 29th, 2016 • Financial Investors Trust
Aspen Partners, Ltd. 4200 Northside Parkway Building 11, Suite 200 Atlanta, Georgia 30327 Phone: (404) 879-5126 Fax: (404) 879-5128 www.aspenpartners.comManagement Fee Agreement • August 29th, 2016 • Financial Investors Trust
THIRD AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • August 29th, 2016 • Financial Investors Trust
This Third Amendment to the Custodian Agreement (the “Agreement”) dated December 16, 2013 between Financial Investors Trust (the “Trust”), a management investment company organized under the laws of the State of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the “Fund”) on behalf of each series listed on Schedule I attached thereto, and Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (“BBH” or the “Custodian”), previously amended on June 4, 2015 and again on April 15, 2016, is hereby made as of May 18, 2016.
PINEBRIDGE INVESTMENTS LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 29th, 2016 • Financial Investors Trust • Pennsylvania
This SUB-ADVISORY AGREEMENT is made this 9th day of October, 2014, by and between Financial Investors Trust (the “Trust”), on behalf of its series, Redmont Resolute Fund I/II (“Client”), Highland Associates, Inc. (“Adviser”), and PineBridge Investments LLC, a Delaware limited liability company (“Manager”).
HIGHLAND ASSOCIATES, INC. 2545 Highland Avenue, South, Suite 200 Birmingham, AL 35205-2478Management Fee Waiver Agreement • August 29th, 2016 • Financial Investors Trust
VULCAN VALUE PARTNERS, LLC LETTERHEADManagement Fee Limitation Agreement • August 29th, 2016 • Financial Investors Trust
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • August 29th, 2016 • Financial Investors Trust
This Amendment dated as of August 31, 2016 (this “Amendment”) is to the Investment Advisory Agreement dated January 30, 2012, as amended June 10, 2014 and April 15, 2016 (the “Agreement”), by and between Seafarer Capital Partners, LLC (the “Adviser”), a Delaware limited liability company, and Financial Investors Trust (the “Trust”), a Delaware statutory trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
