DISTRIBUTION AGREEMENTDistribution Agreement • October 28th, 2016 • Wakefield Alternative Series Trust • Delaware
THIS AGREEMENT is made and entered into as of October 20, 2016, by and between Wakefield Alternative Series Trust, a Delaware statutory trust (the “Client”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) and shall become effective upon the termination of the ALPS Distributors Agreement dated December 12, 2016, by and between Client and Alps Distributors.
FUND SERVICES AGREEMENTFund Services Agreement • October 28th, 2016 • Wakefield Alternative Series Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) dated the _____ day of _____, 2016 (the “Effective Date”), is entered into by and between WAKEFIELD ALTERNATIVE SERIES TRUST, a Delaware statutory trust having its principal office and place of business at 700 17th Street, Suite 1550, Denver, CO 80202 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”).
Amendment No. 2 to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • October 28th, 2016 • Wakefield Alternative Series Trust
This Amendment No. 2, entered into as of January 11, 2016 (the “Execution Date”) and effective as of January 11, 2016 (the “Effective Date”), to the Transfer Agency and Services Agreement (this “Amendment”), by and between Wakefield Alternative Series Trust, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 2 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • October 28th, 2016 • Wakefield Alternative Series Trust
This Amendment No. 2, entered into as of January 11, 2016 (the “Execution Date”) and effective as of January 11, 2016 (the “Effective Date”), to the Administration, Bookkeeping and Pricing Services Agreement, by and between Wakefield Alternative Series Trust, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
