0001398344-17-005445 Sample Contracts

Distribution Agreement
Distribution Agreement • April 28th, 2017 • Wildermuth Endowment Strategy Fund • New York

THIS AGREEMENT (the “Agreement”), made and entered into this 10th day of March, 2016, by and between Wildermuth Endowment Strategy Fund (the “Trust”), a Delaware statutory trust, and SQN Securities, LLC (the “Distributor”), a Delaware limited liability company.

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SHAREHOLDER SERVICES PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Shareholder Services Plan and Agreement • April 28th, 2017 • Wildermuth Endowment Strategy Fund

This is an AMENDED AND RESTATED SHAREHOLDER SERVICES PLAN AND AGREEMENT (the “Plan”) made as of May 11, 2016, by and between Wildermuth Endowment Strategy Fund (the “Trust” or the “Fund”), and the servicer for the Fund, Hemlock Fund Services, LLC, LLC (the “Servicer”).

Dealer Agreement (Class A Shares)
Dealer Agreement • April 28th, 2017 • Wildermuth Endowment Strategy Fund • New York

SQN Securities, LLC, as distributor (the “Distributor”), has entered into a distribution agreement (the “Distribution Agreement”), as amended or supplemented from time to time, between ourselves and the Wildermuth Endowment Strategy Fund, a closed-end management investment company that is operated as an interval fund (the “Fund”). Pursuant to the Distribution Agreement, the Distributor acts as exclusive distributor of Class A shares of beneficial interest (the “Class A Shares”), of the Fund.

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