AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • January 29th, 2018 • ALPS Series Trust
This Amendment dated as of January 1, 2018 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated December 9, 2013, as amended (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the Insignia Macro Fund (the “Fund”), a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
COGNIOS CAPITAL, LLC LETTERHEAD]Investment Advisory Agreement • January 29th, 2018 • ALPS Series Trust
FORM OF SUPPLEMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 29th, 2018 • ALPS Series Trust
This Supplement dated as of January ___, 2018 (this “Supplement”) is to the Transfer Agency and Services Agreement dated _____ ___, _______ as amended (the “Agreement”), by and between ALPS Fund Services, Inc. and ALPS Series Trust (the “Trust”).
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 29th, 2018 • ALPS Series Trust
This Amendment dated as of January 1, 2018 (this “Amendment”) is to the Transfer Agency and Services Agreement dated December 20, 2012, as amended (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the Cognios Market Neutral Large Cap (the “Fund”), a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • January 29th, 2018 • ALPS Series Trust
This Amendment dated as of January 1, 2018 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated December 20, 2012, as amended (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the Cognios Market Neutral Large Cap (the “Fund”), a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 29th, 2018 • ALPS Series Trust
This Amendment dated as of January 1, 2018 (this “Amendment”) is to the Transfer Agency and Services Agreement dated December 9, 2013, as amended (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the Insignia Macro Fund (the “Fund”), a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
CLARKSTON CAPITAL PARTNERS, LLCManagement Fee Limitation Agreement • January 29th, 2018 • ALPS Series Trust
This letter confirms the agreement of Clarkston Capital Partners, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Clarkston Funds.
AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • January 29th, 2018 • ALPS Series Trust
This Amendment dated as of January 4, 2018 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated October 2, 2017 amended (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the Beacon Accelerated Return Strategy Fund and the Beacon Planned Return Strategy Fund (the “Funds”), each a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
November 16, 2017 Mr. Jeremy O. May President ALPS Series TrustManagement Fee Limitation Agreement • January 29th, 2018 • ALPS Series Trust
DDJ CAPITAL MANAGEMENT, LLCExpense Limitation Agreement • January 29th, 2018 • ALPS Series Trust
This letter confirms the agreement of DDJ Capital Management, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from the Fund and to reimburse “Other Expenses” to the extent required.
