INDEMNIFICATION AGREEMENTIndemnification Agreement • July 25th, 2018 • Tributary Funds, Inc. • Nebraska
This Indemnification Agreement (this “Agreement”) is made and entered into this 13th day of June, 2018 between Tributary Funds, Inc., a Nebraska corporation (the “Company”), and Donna Walsh (“Indemnitee”), a director of the Company.
OMNIBUS ORDER PROCESSING AGREEMENTOmnibus Order Processing Agreement • July 25th, 2018 • Tributary Funds, Inc. • New York
This Omnibus Order Processing Agreement, including all Exhibits attached hereto (“Agreement”), is made as of December 12, 2017, among J.P. Morgan Securities LLC (“JPMS”), each registered investment company executing this Agreement (each, a “Fund Company”), on its own behalf and on behalf of each of its series or classes of shares listed on Exhibit A hereto (each, a “Fund”), and Northern Lights Distributors, LLC, a Nebraska limited liability company (“Principal Underwriter”).
SECOND AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 25th, 2018 • Tributary Funds, Inc.
THIS SECOND AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of January 1, 2018, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Balanced Fund, the Tributary NE Tax Free Fund and the Tributary Growth Opportunities Fund, (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company (“Tributary”), and (3) First National Bank, a national banking association having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154, on behalf of its division, First National Fund Advisers (“FNFA,” together with Tributary and the Funds, the “Parties”).
AMENDMENT TO NETWORKING FEE AGREEMENTNetworking Fee Agreement • July 25th, 2018 • Tributary Funds, Inc.
THIS AMENDMENT (“Amendment”) is entered into by and between Tributary Funds, Inc. (“Fund Company”), Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively referred to as “Raymond James”), and is made and entered into this 1st day of January, 2018.
FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 25th, 2018 • Tributary Funds, Inc.
THIS FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of February 20, 2018, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Balanced Fund, the Tributary Nebraska Tax-Free Fund and the Tributary Growth Opportunities Fund, (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company having its primary place of business at 1620 Dodge Street, Omaha, NE 68197 (“Tributary”), and (3) First National Bank, a national banking association having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154, on behalf of its division, First National Fund Advisers (“FNFA,” together with Tributary and the Funds, the “Par
FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 25th, 2018 • Tributary Funds, Inc.
THIS FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of February 20, 2018, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Balanced Fund, and the Tributary Growth Opportunities Fund, (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (“Tributary”), and (3) First National Bank, a national banking association having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154, on behalf of its division, First National Fund Advisers (“FNFA,” together with Tributary and the Funds, the “Parties”).
AMENDED EXPENSE WAIVER AGREEMENTExpense Waiver Agreement • July 25th, 2018 • Tributary Funds, Inc.
THIS AGREEMENT, dated as of August 1, 2018, is made and entered into by and between Tributary Funds, Inc. (the “Company”), on behalf of the investment series set forth on Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”), and Tributary Capital Management, LLC (the “Adviser”).
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • July 25th, 2018 • Tributary Funds, Inc. • New York
This Administrative Services Agreement (the “Agreement”), dated February 22, 2018, is between Edward D. Jones & Co., L.P. (“Edward Jones” or the “Dealer”), Northern Lights Distributors, LLC, distributor of the Tributary Funds, Inc. (“Fund Agent”), and Tributary Funds, Inc. (the “Funds”).
AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • July 25th, 2018 • Tributary Funds, Inc.
This Amendment to Amended and Restated Agreement (this “Amendment”) is between Tributary Funds, Inc. (the “Fund”) and DST Systems, Inc. (“DST”).
