FORM OF SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND PHOCAS FINANCIAL CORPORATIONSub-Advisory Agreement • August 1st, 2018 • Investment Managers Series Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of __________ xx, 2018, is entered into by and between Advisors Asset Management, Inc., a Delaware corporation headquartered at 18925 Base Camp Road, Monument, CO 80132 (the “Advisor”) and Phocas Financial Corporation, a Delaware corporation (the “Sub-advisor”).
SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Advisors Asset Management, INC.Investment Advisory Agreement • August 1st, 2018 • Investment Managers Series Trust • Delaware
THIS SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _________ to the Investment Advisory Agreement dated July 5, 2012 as amended March 28, 2013 (the “Prior Agreement”), between the Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each, a “Fund”), and Advisors Asset Management, Inc., a Delaware corporation (the “Advisor”)..
INVESTMENT MANAGERS SERIES TRUST FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 1st, 2018 • Investment Managers Series Trust • Delaware
THIS FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) dated as of __________, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each, a “Fund”), and the investment advisor of the Funds, Advisors Asset Management, Inc. (the “Advisor”).
DISTRIBUTION AGREEMENTDistribution Agreement • August 1st, 2018 • Investment Managers Series Trust • Delaware
This [Fourth] Amendment (the “Amendment”) to the Distribution Agreement dated as of May 31, 2017 (the “Agreement”), by and between Investment Managers Series Trust (“Client”) and IMST Distributors, LLC (“Distributor”) is entered into as of _________________, 2018 (the “Effective Date”) except as otherwise noted below.
SUBSCRIPTION AGREEMENTSubscription Agreement • August 1st, 2018 • Investment Managers Series Trust
THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 2018, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the AAM/Phocas Real Estate Fund (the “Fund”), and ______________________________ (the "Purchaser").
