SEGALL BRYANT AND HAMILL LLC AMENDMENT NO. 2 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust • Colorado
AMENDMENT NO. 2 effective December 24, 2018 (the “Amendment”) to the Investment Advisory Agreement made as of May 1, 2018 between SEGALL BRYANT & HAMILL TRUST (f/k/a WESTCORE TRUST), a Massachusetts business trust (the “Trust”), and SEGALL BRYANT AND HAMILL LLC, a Delaware limited liability company (the “Investment Adviser”), as amended (the “Agreement”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust • Massachusetts
This Agreement, dated _______________________2019 is between Segall Bryant & Hamill Trust (the “Trust”), a Massachusetts business trust, Segall Bryant and Hamill, LLC (the “Adviser”) (for purposes of the fee letter only), a Delaware limited liability company, and Ultimus Fund Distributors, LLC (“Distributor”), an Ohio limited liability company.
MASTER SERVICES AGREEMENTMaster Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust • Ohio
This Agreement, dated _________________, 2019 is between Segall Bryant & Hamill Trust (the “Trust”), a Massachusetts business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
Amendment No. 3 to Foreign Custody Manager AgreementForeign Custody Manager Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 3 dated November 15, 2018 (this “Amendment”) is to the Foreign Custody Manager Agreement dated July 2, 2001, as amended, (the “Agreement”), between The Bank of New York Mellon (formerly, The Bank of New York) (the “Custodian”) and Segall Bryant & Hamill Trust (formerly, Westcore Trust) (the “Trust”).
December 14, 2018 Jasper Frontz Chief Compliance Officer c/o Segall Bryant & Hamill TrustFee Waiver Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
Amendment No. 11 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 11 dated November 15, 2018 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated May 1, 2012, as amended, (the “Agreement”), between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
EXHIBIT B Amendment No. 9 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 9, dated June 29, 2018, to the Transfer Agency and Service Agreement (this “Amendment”), by and between Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), shall be as follows:
Amendment No. 10 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 10 dated August 23, 2018 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Amendment No. 11 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 11 dated November 15, 2018 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Jasper Frontz Chief Compliance Officer c/o Segall Bryant & Hamill TrustFee Waiver Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
EXHIBIT A Amendment No. 9 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 9, dated June 29, 2018, (the “Effective Date”), to the Administration, Bookkeeping and Pricing Services Agreement (this “Amendment”), by and between Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), shall be as follows:
Amendment No. 10 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 10 dated August 23, 2018 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated May 1, 2012, as amended, (the “Agreement”), between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
SEGALL BRYANT AND HAMILL LLC AMENDMENT NO. 1 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust • Colorado
AMENDMENT NO. 1 effective November 15, 2018 (the “Amendment”) to the Investment Advisory Agreement (the “Agreement”) made as of May 1, 2018 between SEGALL BRYANT & HAMILL TRUST (f/k/a WESTCORE TRUST), a Massachusetts business trust (the “Trust”), and SEGALL BRYANT AND HAMILL LLC, a Delaware limited liability company (the “Investment Adviser”).
Amendment No. 12 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 12 dated November 15, 2018 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Amendment No. 10 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 10 dated November 15, 2018 (this “Amendment”) is to the Transfer Agent Interactive Client Services Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Restated Amendment No. 2 to Distribution AgreementDistribution Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Restated Amendment No. 2 to the Distribution Agreement (this “Amendment”), by and between Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) is dated as of December 24, 2018 (the “Effective Date”).
Amendment No. 2 to Distribution AgreementDistribution Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 2 to the Distribution Agreement (this "Amendment"), by and between Segall Bryant & Hamill Trust, a Massachusetts business trust (the "Trust") and ALPS Distributors, Inc., a Colorado corporation (the "Distributor") is dated as of December 14, 2018 (the "Effective Date").
Amendment No. 12 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 12 dated November 15, 2018 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated May 1, 2012, as amended, (the “Agreement”), between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Amendment No. 9 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 9 dated November 15, 2018 (this “Amendment”) is to the Transfer Agent Interactive Client Services Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Foreign Documentation Completion Services Addendum to the Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Foreign Documentation Completion Service Addendum (“Addendum”) effective as of this day of August, 2018 is entered into by and between Segall Bryant & Hamill Trust (formerly, known as Westcore Trust) (the “Trust”) and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
