0001398344-19-003604 Sample Contracts

ALPS ADVISORS, INC.
Management Fee Limitation Agreement • February 28th, 2019 • Financial Investors Trust

This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Red Rocks Capital LLC (the “Sub-Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund.

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ALPS ADVISORS, INC.
Expense Limitation Agreement • February 28th, 2019 • Financial Investors Trust

This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Fund.

ALPS ADVISORS, INC.
Sub-Advisory Agreement • February 28th, 2019 • Financial Investors Trust

This letter confirms the agreement by ALPS Advisors, Inc. (the “Adviser”) and Kotak Mahindra Asset Management (Singapore) Pte. Ltd. (the “Sub-Adviser”) and the Trust with respect to the Fund.

ALPS ADVISORS, INC.
Expense Limitation Agreement • February 28th, 2019 • Financial Investors Trust

This letter confirms ALPS Advisors, Inc.’s (the “Adviser”) agreement with the Trust to contractually limit the total amount of the “Advisory Fee” and “Other Expenses” that it is entitled to receive from the Fund.

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