ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
THIS AGREEMENT is made as of July 27, 2004, between Clough Global Allocation Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”).
Custodian AgreementCustodian Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Massachusetts
REPORT MODERNIZATION ADDENDUM to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
This Report Modernization Addendum (this “Addendum”) dated April 10, 2018 is to the Administration, Bookkeeping and Pricing Services Agreement dated July 27, 2004, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Clough Global Dividend and Income Fund, a Delaware statutory trust (the “Trust”).
Addendum to Administration, Bookkeeping and Pricing Services Agreement Dated July 27, 2004 Between ALPS Mutual Funds Services, Inc. and Clough Global Allocation FundAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund
THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), and Clough Global Allocation Fund (“Fund”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Delaware
THIS AGREEMENT is made and entered into as of July 27 2004, by and between Clough Global Allocation Fund (the “Fund”), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and Clough Capital Partners LP (the “Adviser”), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
SECOND AMENDMENT TO THE ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
This Second Amendment (“Amendment”) is made as of June 12, 2014, by and between Clough Global Allocation Fund a registered investment company (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), the administrator to the Trust.
First Amendment to Administration, Bookkeeping and Pricing Services Agreement Dated July 27, 2004 Between ALPS Fund Services, Inc. and Clough Global Allocation FundAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
THIS AMENDMENT is made as of August 10, 2007, by and between ALPS Fund Services, Inc. (“ALPS”), and Clough Global Allocation Fund (the “Trust”).
