DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2019 • Caldwell & Orkin Funds Inc • Ohio
This Agreement dated February 1, 2019 is between The Caldwell & Orkin Funds, Inc (the “Fund”), a Maryland corporation, Gator Capital Management, LLC (the “Advisor”), a Delaware limited liability company, and Ultimus Fund Distributors, LLC (“Distributor”), a limited liability company organized under the laws of the State of Ohio.
Amendment To Master Services Agreement and Addenda For Caldwell & Orkin Funds, Inc.Caldwell & Orkin Funds Inc • August 28th, 2019
This amendment (“Amendment”) effective May 1, 2019 amends (i) the Master Services Agreement, dated October 24, 2016 (the “Agreement”); (ii) the Fund Administration Addendum dated October 24, 2016 (the “Addendum”); (iii) the Fund Administration Fee Letter dated October 24, 2016 (the “Fund Admin Fee Letter”); (iv) the Fund Accounting Fee Letter dated October 24, 2016 (the “Fund Accounting Fee Letter”); and (v) the Transfer Agency and Shareholder Services Fee Letter dated October 24, 2016 ((the “Transfer Agency Fee Letter”) and together with the Agreement, the Addendum, the Fund Admin Fee Letter and the Fund Accounting Fee Letter, the “Agreements”) between Caldwell & Orkin Funds, Inc., a Maryland corporation (the “Fund”), and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”).
Amendment To Compliance Consulting Agreement For Caldwell & Orkin Funds, Inc.Compliance Consulting Agreement • August 28th, 2019 • Caldwell & Orkin Funds Inc
This amendment (“Amendment”) amends the Compliance Consulting Agreement dated October 24, 2016 (the “Consulting Agreement”) between Caldwell & Orkin Funds, Inc., a Maryland corporation (the “Fund”), and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”).
