MANAGEMENT AGREEMENTManagement Agreement • December 20th, 2019 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Absolute ETF (the "Fund").
SUBADVISORY AGREEMENTSubadvisory Agreement • December 20th, 2019 • Unified Series Trust • Delaware
AGREEMENT made as of the __th day of _____, 2019, by and between Absolute Investment Advisers LLC, a Massachusetts limited liability company with its principal office and place of business at 4 North Street, Hingham, MA 02043 (the “Adviser”) and St. James Investment Company, LLC a Colorado limited liability company with its principal office and place of business at 2716 Fairmount Street, Dallas, TX 75201 (the “Subadviser”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 20th, 2019 • Unified Series Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 19th day of November, 2019, between Unified Series Trust, an Ohio business trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 20th, 2019 • Unified Series Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of , 2019, is between Northern Lights Distributors, LLC (“Distributor”) and [Participant], (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., the index receipt agent (“Index Receipt Agent”) for Unified Series Trust (the “Trust”).
Amendment to Fund Administration Addendum For UNIFIED SERIES TRUSTUnified Series Trust • December 20th, 2019 • Unified Series Trust
This Amendment revises the Fund Administration Addendum (the “Addendum”) to the Master Services Agreement, dated January 5, 2017, as amended May 21, 2019 (the “Agreement”) between Unified Series Trust (the “Trust”) and Ultimus Fund Solutions, LLC (“Ultimus”).
Amendment to Fund Accounting Addendum For UNIFIED SERIES TRUSTUnified Series Trust • December 20th, 2019 • Unified Series Trust
This Amendment revises the Fund Accounting Addendum (the “Addendum”) to the Master Services Agreement dated January 5, 2017, as amended February 15, 2018 (the “Agreement”) between Unified Series Trust (“Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”).
UNIFIED SERIES TRUST OPERATING EXPENSE LIMITATION AGREEMENT ABSOLUTE ETFOperating Expense Limitation Agreement • December 20th, 2019 • Unified Series Trust • Ohio
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 19th day of November, 2019, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Absolute Investment Advisers LLC (the “Adviser”).
