BROKER-DEALER SELLING AGREEMENTBroker-Dealer • January 28th, 2020 • Broadstone Real Estate Access Fund • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a having its principal place of business at (hereinafter “Broker-Dealer”).
PBI AgreementPbi Agreement • January 28th, 2020 • Broadstone Real Estate Access Fund
This agreement (including all terms, schedules, supplements and exhibits attached hereto, this “PBI Agreement”) is entered into between the customer specified below (“Customer”) and BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LIMITED (“PBI”), BNP Paribas, acting through its New York branch (“BNPP NY”, and together with PBI, the “Arranged Financing Entities” or each an “Arranged Financing Entity”). The Agreement sets forth the terms and conditions on which PBI will open and maintain Accounts for prime brokerage and other products and otherwise transact business with Customer. Customer and BNP Paribas Securities Corp. (“BNPP PB”), on behalf of itself and as agent for the BNPP Entities, have also entered into a U.S. Prime Brokerage Agreement (the “U.S. PB Agreement”) for the provision of certain securities related services.
AMENDMENT NUMBER 1Broadstone Real Estate Access Fund • January 28th, 2020
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
SHAREHOLDER SERVICER SELLING AGREEMENTShareholder Servicer Selling Agreement • January 28th, 2020 • Broadstone Real Estate Access Fund • Colorado
THIS SHAREHOLDER SERVICER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and , a having its principal place of business at (hereinafter “Servicer”).
SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • January 28th, 2020 • Broadstone Real Estate Access Fund • New York
AGREEMENT, (hereinafter “Agreement”) dated as of September 3, 2019 among Broadstone Real Estate Access Fund (“Customer”), BNP Paribas Prime Brokerage International, Ltd. (“Counterparty”) and UMB Bank, n.a. as Custodian hereunder (“Custodian”).
