CUSTODY AGREEMENTCustody Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between ELLINGTON INCOME OPPORTUNITIES FUND, a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Delaware
THIS AGREEMENT is made and entered into as of this 10th day of June, 2019, by and among Ellington Income Opportunities Fund, a Delaware statutory trust (the “Fund”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Delaware
THIS SUBADVISORY AGREEMENT (this “Agreement”) is made and entered into as of October 17, 2018, by and between Princeton Fund Advisors, LLC (the “Adviser”), a Delaware limited liability company located at 1580 Lincoln Street, Suite 680, Denver, CO 80203 and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Ellington Global Asset Management, LLC (the “Subadviser”), a Delaware limited liability company located at 53 Forest Avenue, Suite 301, Old Greenwich, CT 06870 and also registered under the Advisers Act, with respect to Ellington Income Opportunities Fund, a Delaware statutory trust (the “Fund” or the “Trust”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Ellington Income Opportunities Fund, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CONSULTING AGREEMENTConsulting Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • New York
THIS CONSULTING AGREEMENT (this “Agreement”) dated as of October 10, 2018 (the “Effective Date”), is entered into by and between ELLINGTON INCOME OPPORTUNITIES FUND, a Delaware statutory trust having its office and principal place of business at 8000 Norman Center Drive, Suite 630, Minneapolis, MN 55437 (the “Fund”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLCS”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Ellington Income Opportunities Fund, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Ellington Income Opportunities Fund, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
MANAGEMENT AGREEMENTManagement Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Delaware
The Trust has been organized to engage in the business of a closed-end management investment company under the laws of the State of Delaware. The Trust expects to offer multiple classes of shares to investors (subject to the receipt of appropriate exemptive relief from the Securities and Exchange Commission (“SEC”)).
Amended and Restated Expense Limitation and Reimbursement AgreementLimitation and Reimbursement Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Delaware
Expense Limitation and Reimbursement AgreementLimitation and Reimbursement Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Delaware
You have engaged Princeton Fund Advisors, LLC (“we” or “us”) to act as the sole investment adviser to the Ellington Income Opportunities Fund (the “Trust” or the “Fund”), pursuant to a Management Agreement between us and the Fund dated on or about October 17, 2018 (“Management Agreement”).
Second Amended and Restated Expense Limitation and Reimbursement AgreementReimbursement Agreement • April 29th, 2020 • Ellington Income Opportunities Fund • Delaware
