0001398344-20-012994 Sample Contracts

BROKER-DEALER SELLING AGREEMENT

Broker-Dealer Selling Agreement • June 30th, 2020 • Financial Investors Trust • Colorado

• Contract Type
  Broker-Dealer Selling Agreement
• Filed
  June 30th, 2020
• Company
  Financial Investors Trust
• Jurisdiction
  Colorado

THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).

Trust NETWORKING Agreement

Trust Networking Agreement • June 30th, 2020 • Financial Investors Trust • Colorado

• Contract Type
  Trust Networking Agreement
• Filed
  June 30th, 2020
• Company
  Financial Investors Trust
• Jurisdiction
  Colorado

AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS” or “Fund Agent”) and with its principal place of business in (“Trust Entity”).

Fund/SERV Agreement

Fund/Serv Agreement • June 30th, 2020 • Financial Investors Trust • Colorado

• Contract Type
  Fund/Serv Agreement
• Filed
  June 30th, 2020
• Company
  Financial Investors Trust
• Jurisdiction
  Colorado

AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS”) and with its principal place of business in (“Trust Entity”).

SHAREHOLDER SERVICING SELLING AGREEMENT

Shareholder Servicing Selling Agreement • June 30th, 2020 • Financial Investors Trust • Colorado

• Contract Type
  Shareholder Servicing Selling Agreement
• Filed
  June 30th, 2020
• Company
  Financial Investors Trust
• Jurisdiction
  Colorado

THIS SHAREHOLDER SERVICING SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Portfolio Solutions Distributor, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Servicer”).

AMENDMENT 3

Distribution Agreement • June 30th, 2020 • Financial Investors Trust

• Contract Type
  Distribution Agreement
• Filed
  June 30th, 2020
• Company
  Financial Investors Trust

Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.