0001398344-20-012994 Sample Contracts

BROKER-DEALER SELLING AGREEMENT
Broker-Dealer • June 30th, 2020 • Financial Investors Trust • Colorado

THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).

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Trust NETWORKING Agreement
Trust Networking Agreement • June 30th, 2020 • Financial Investors Trust • Colorado

AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS” or “Fund Agent”) and with its principal place of business in (“Trust Entity”).

SHAREHOLDER SERVICING SELLING AGREEMENT
Shareholder Servicing • June 30th, 2020 • Financial Investors Trust • Colorado

THIS SHAREHOLDER SERVICING SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Portfolio Solutions Distributor, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Servicer”).

Fund/SERV Agreement
Fund/Serv Agreement • June 30th, 2020 • Financial Investors Trust • Colorado

AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS”) and with its principal place of business in (“Trust Entity”).

AMENDMENT 3
Financial Investors Trust • June 30th, 2020

Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.

Fund/SERV Agreement
Serv Agreement • June 30th, 2020 • Financial Investors Trust • Colorado

AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Portfolio Solutions Distributor, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS”) and with its principal place of business in (“Trust Entity”).

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