BROKER-DEALER SELLING AGREEMENTBroker-Dealer • June 30th, 2020 • Financial Investors Trust • Colorado
Contract Type FiledJune 30th, 2020 Company JurisdictionTHIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
Trust NETWORKING AgreementTrust Networking Agreement • June 30th, 2020 • Financial Investors Trust • Colorado
Contract Type FiledJune 30th, 2020 Company JurisdictionAGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS” or “Fund Agent”) and with its principal place of business in (“Trust Entity”).
SHAREHOLDER SERVICING SELLING AGREEMENTShareholder Servicing • June 30th, 2020 • Financial Investors Trust • Colorado
Contract Type FiledJune 30th, 2020 Company JurisdictionTHIS SHAREHOLDER SERVICING SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Portfolio Solutions Distributor, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Servicer”).
Fund/SERV AgreementFund/Serv Agreement • June 30th, 2020 • Financial Investors Trust • Colorado
Contract Type FiledJune 30th, 2020 Company JurisdictionAGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS”) and with its principal place of business in (“Trust Entity”).
AMENDMENT 3Financial Investors Trust • June 30th, 2020
Company FiledJune 30th, 2020Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
Fund/SERV AgreementServ Agreement • June 30th, 2020 • Financial Investors Trust • Colorado
Contract Type FiledJune 30th, 2020 Company JurisdictionAGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Portfolio Solutions Distributor, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS”) and with its principal place of business in (“Trust Entity”).