INTERIM SUBADVISORY AGREEMENT BETWEEN ABSOLUTE INVESTMENT ADVISERS LLC AND ST. JAMES INVESTMENT COMPANY, LLCInterim Subadvisory Agreement • July 28th, 2020 • Unified Series Trust • Delaware
AGREEMENT made as of the 1st day of July, 2020 by and between Absolute Investment Advisers LLC, a Massachusetts limited liability company with its principal office and place of business at 4 North Street, Suite 2, Hingham, MA, 02043 (the “Adviser”) and St. James Investment Company, LLC, a Colorado limited liability company with its principal office and place of business at 3838 Oak Lawn Avenue, Suite 1414, Dallas, TX 75219 (the “Subadviser”).
UNIFIED SERIES TRUST OPERATING EXPENSE LIMITATION AGREEMENT ABSOLUTE CORE STRATEGY ETFOperating Expense Limitation Agreement • July 28th, 2020 • Unified Series Trust • Ohio
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of July, 2020, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Absolute Investment Advisers LLC (the “Adviser”).
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • July 28th, 2020 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Absolute ETF (the "Fund"). You entered into an investment advisory agreement with the Trust in November 2019 (the “Original Advisory Agreement”) and intend to undergo a change in control, resulting in an “assignment” for purposes of Section 15(a)(4) of the Investment Company Act of 1940 (the “1940 Act”), and the immediate termination of the Original Advisory Agreement.
