PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 3rd, 2020 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • Colorado
THIS AGREEMENT is made as of December 2, 2019, between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., organized as a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Master Custodian AgreementMaster Custodian Agreement • September 3rd, 2020 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • Massachusetts
This Agreement is made as of March 3, 2014 by and between each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 20.5 below, shall hereinafter be referred to as a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Subscription Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. And Computershare Trust Company, N.A. And Computershare Inc.Subscription Agent Agreement • September 3rd, 2020 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • New York
This SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 18th day of August 2020 (the “Effective Date”) by and among RiverNorth/Doubleline Strategic Opportunity Fund, Inc., a company organized and existing under the laws of the State of Maryland (the "Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
August 18, 2020Letter of Agreement • September 3rd, 2020 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offer”). The term of this Agreement shall be the term of the Offer, including any extensions thereof.
December 6, 2019 State Street Bank and Trust CompanyMaster Custodian Agreement • September 3rd, 2020 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
FIRST AMENDMENTCredit Agreement • September 3rd, 2020 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • New York
THIS FIRST AMENDMENT dated as of December 13, 2019 (this “Amendment”) amends the Credit Agreement dated as of December 16, 2016 (the “Credit Agreement”) between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a Maryland corporation registered as a closed-end management investment company (the “Borrower”), and U.S. Bank National Association, a national banking association the “Lender”). Capitalized terms used but not otherwise defined herein have the respective meanings given to them in the Credit Agreement.
ADOPTION AGREEMENTAdoption Agreement • September 3rd, 2020 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
This Adoption Agreement, dated as of December 2, 2019 (this "Adoption Agreement"), by and among DST SYSTEMS, INC. a Delaware corporation with principal place of business at 333 W 11th Street, 5th Floor, Kansas City, Missouri 64105 ("DST"), RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC., a Maryland corporation ("ROMIF") and RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND, INC., a Maryland corporation (''RMDMIF") and RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC., a Maryland corporation with its principal place of business at 325 North LaSalle Street, Suite 645, Chicago, Illinois 60654 (the "Additional Product").
