MANAGEMENT AGREEMENTManagement Agreement • November 20th, 2020 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Ballast Small/Mid Cap ETF (the "Fund").
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 20th, 2020 • Unified Series Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of__________, 2019, is between Northern Lights Distributors, LLC (“Distributor”) and [Participant], (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., the index receipt agent (“Index Receipt Agent”) for Unified Series Trust (the “Trust”).
UNIFIED SERIES TRUST OPERATING EXPENSE LIMITATION AGREEMENT BALLAST SMALL/MID CAP ETFOperating Expense Limitation Agreement • November 20th, 2020 • Unified Series Trust • Ohio
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 18th day of November, 2020, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Ballast Asset Management, LP (the “Adviser”).
