BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • February 11th, 2021 • ALPS Series Trust • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
Trust NETWORKING AgreementTrust Networking Agreement • February 11th, 2021 • ALPS Series Trust • Colorado
AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS” or “Fund Agent”) and with its principal place of business in (“Trust Entity”).
Fund/SERV AgreementFund/Serv Agreement • February 11th, 2021 • ALPS Series Trust • Colorado
AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS”) and with its principal place of business in (“Trust Entity”).
SHAREHOLDER SERVICING SELLING AGREEMENTShareholder Servicing Selling Agreement • February 11th, 2021 • ALPS Series Trust • Colorado
THIS SHAREHOLDER SERVICING SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Servicer”).
ALPS SERIES TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 11th, 2021 • ALPS Series Trust • Delaware
This Agreement is made and entered into effective as of January 12, 2021, by and between the ALPS Series Trust (“Trust”), a Delaware statutory trust, on behalf of each series included on Exhibit A hereto, each a separate series of shares of the Trust (each, a “Fund”), and Hillman Capital Management, Inc., a Maryland corporation (“Adviser”).
SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Hillman Value Fund (the “Fund”)Share Purchase Agreement • February 11th, 2021 • ALPS Series Trust
This Agreement is made effective as of the _______ day of _____, 2021 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.
Hillman Capital Management, Inc.Letter Agreement • February 11th, 2021 • ALPS Series Trust
This letter supersedes the letter dated January 12, 2021 and confirms the agreement of Hillman Capital Management, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from the Fund and to reimburse “Other Expenses” to the extent required below.
