Amendment to Expense Limitation Letter AgreementExpense Limitation Letter Agreement • August 27th, 2021 • Financial Investors Trust
This Amendment dated as of June 9, 2021 (this “Amendment”) is to the expense limitation letter agreement dated December 8, 2020 (the “Agreement”), among ALPS Advisors, Inc. (the “Adviser”), Smith Capital Investors, LLC (the “Sub-Adviser”), and Financial Investors Trust (the “Trust”), with respect to the ALPS/Smith Total Return Bond Fund (the “Total Return Bond Fund”) and the ALPS/Smith Short Duration Bond Fund (collectively, the “Funds”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
SEAFARER CAPITAL LETTERHEAD]Expense Limitation Agreement • August 27th, 2021 • Financial Investors Trust
SEVENTH AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • August 27th, 2021 • Financial Investors Trust
This Seventh Amendment to the Custodian Agreement (the “Agreement”) dated December 16, 2013 between Financial Investors Trust (the “Trust”), a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940, on behalf of each series listed on Schedule I attached thereto (the “Fund”), and Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or the “Custodian”), previously amended on June 4, 2015, April 15, 2016, May 18, 2016, March 14, 2017, September 12, 2019, and December 23, 2019, is hereby made as of February 9, 2021.
HIGHLAND ASSOCIATES, INC. 2545 Highland Avenue, South, Suite 200 Birmingham, AL 35205-2478Management Fee Waiver Agreement • August 27th, 2021 • Financial Investors Trust
