FOURTH AMENDMENT TO THEFund Administration Servicing Agreement • October 29th, 2021 • PENN Capital Funds Trust
THIS AMENDMENT effective as of June 24, 2021, to the Fund Administration Servicing Agreement, dated as of October 22, 2015 as amended (the "Agreement"), is entered into by and between PENN CAPITAL FUNDS TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC d/b/a/U.S. Bank Global Fund Services, a Wisconsin limited liability company (" Fund Services").
FORM OF INVESTMENT ADVISORY AGREEMENT PENN Capital Funds TrustInvestment Advisory Agreement • October 29th, 2021 • PENN Capital Funds Trust • Delaware
AGREEMENT made as of [ ] by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Fund”) and Penn Capital Management Company, LLC, a Delaware limited liability company (the “Investment Adviser”).
FIRST AMENDMENT TO DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • October 29th, 2021 • PENN Capital Funds Trust • Delaware
This first amendment ("Amendment") to the Distribution Services Agreement (the "Agreement") dated as of October 22, 2015, by and between Penn Capital Management Company, LLC ("Adviser") and Foreside Fund Services, LLC ("Foreside") is entered into as of June 24, 2021 (the “Effective Date”).
PENN CAPITAL FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • October 29th, 2021 • PENN Capital Funds Trust
THIS AMENDMENT effective as of June 24, 2021, to the Custody Agreement, dated as of October 22, 2015, as amended July 17, 2017 (the "Agreement"), is entered into by and between PENN Capital Funds Trust, a Delaware statutory trust (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 29th, 2021 • PENN Capital Funds Trust
THIS AMENDMENT, effective as of June 24, 2021 to the Transfer Agent Servicing Agreement dated as of October 22, 2015, as amended July 17, 2017 (the "Agreement"), is entered into by and between PENN CAPITAL FUNDS TRUST, a Delaware statutory trust, (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS" ).
PENN CAPITAL FUNDS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 29th, 2021 • PENN Capital Funds Trust
THIS AMENDMENT effective as of June 24, 2021, to the Fund Accounting Servicing Agreement, dated as of October 22, 2015 as amended (the "Agreement"), is entered into by and between PENN Capital Funds Trust, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC d/b/a/U.S. Bank Global Fund Services, a Wisconsin limited liability company ("Fund Services").
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 29th, 2021 • PENN Capital Funds Trust
THIS AGREEMENT is made by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed on Schedule A hereto (each, a “Fund” and collectively, the “Funds”), and Penn Capital Management Company, LLC, a [______ limited liability company] (the “Adviser”).
