FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • December 23rd, 2021 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
FORM OF SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND ASTORIA PORTFOLIO ADVISORS LLCSub-Advisory Agreement • December 23rd, 2021 • Investment Managers Series Trust II • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Astoria Portfolio Advisors LLC, a limited liability company with its principal office and place of business at 500 7th Avenue, 9th Floor, New York, New York 10018 (the “Sub-advisor”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST IIAuthorized Participant Agreement • December 23rd, 2021 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between IMST Distributors, LLC, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Investment Managers Series Trust II (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
ETF Distribution AgreementEtf Distribution Agreement • December 23rd, 2021 • Investment Managers Series Trust II
THIS ETF DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between IMST Distributors, LLC (the “Distributor”) and Investment Managers Series Trust II (the “Trust”).
Form of FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 23rd, 2021 • Investment Managers Series Trust II • Delaware
This [first] amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between Investment Managers Series Trust II (“Trust”) and IMST Distributors, LLC (“Foreside”) is entered into as of ___________, 2021 (the “Effective Date”).
