ALPS ADVISORS, INC.Management Fee Limitation Agreement • February 28th, 2022 • Financial Investors Trust
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Red Rocks Capital LLC (the “Sub-Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund.
ALPS ADVISORS, INC.Management Fee Limitation Agreement • February 28th, 2022 • Financial Investors Trust
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Smith Capital Investors, LLC (the “Sub-Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund. This letter agreement supersedes any prior agreement or understanding between the parties, whether oral or written, relating to the subject matter herein.
AMENDMENT 5Distribution Agreement • February 28th, 2022 • Financial Investors Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of January 24, 2022 (the “Effective Date”):
FEE WAIVER LETTER GRANDEUR PEAK GLOBAL ADVISORS, LLCExpense Limitation Letter Agreement • February 28th, 2022 • Financial Investors Trust
This expense limitation letter agreement (the “Letter Agreement”) confirms the agreement of Grandeur Peak Global Advisors, LLC (the “Adviser”) with the Financial Investors Trust (the “Trust”) to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Grandeur Peak Global Reach Fund (“Fund”), a series of the Trust.
ALPS ADVISORS, INC.Advisory Agreement • February 28th, 2022 • Financial Investors Trust
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Clough Capital Partners LP (the “Sub-Adviser”) with the Trust with respect to the Fund. This letter agreement supersedes any prior agreement or understanding between the parties, whether oral or written, relating to the subject matter herein.
