INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 3rd, 2022 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of December 29, 2021 by and among The RBB Fund, Inc., a Maryland corporation that is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”) (the “Company”), Optima Asset Management LLC, a Delaware limited liability company (the “Adviser”) and Anthony Capital Management, LLC, a Wisconsin limited liability company (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENT Optima Strategic Credit FundInvestment Advisory Agreement • March 3rd, 2022 • RBB Fund, Inc. • Delaware
AGREEMENT made as of December 29, 2021 between THE RBB FUND, INC., a Maryland corporation (herein called the "Company"), and Optima Asset Management LLC, a Delaware limited liability company (herein called the "Investment Adviser").
DISTRIBUTION AGREEMENTDistribution Agreement • March 3rd, 2022 • RBB Fund, Inc. • Delaware
THIS AGREEMENT is made and entered into as of January 4, 2022, by and between The RBB Fund, Inc., a Maryland corporation (the "Client") and Quasar Distributors, LLC, a Delaware limited liability company (the "Distributor").
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • March 3rd, 2022 • RBB Fund, Inc. • Delaware
THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is effective as of the 29th day of December, 2021 by and between Optima Asset Management LLC (the “Adviser”), a Delaware limited liability company and The RBB Fund, Inc., a Maryland corporation (the “Company”), on behalf of its series listed on Appendix A hereto (the “Fund”).
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS FIFTH AMENDMENT, effective as of December 27, 2021 to the Amended and Restated Custody Agreement dated as of June 30, 2019, as amended (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the "Custodian" ).
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS SIXTH AMENDMENT, effective as of December 1, 2021, to the Amended and Restated Fund Accounting Servicing Agreement, dated as of June 30, 2019, as amended (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
FIFTH AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS FIFTH AMENDMENT, effective as of December 27, 2021, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of June 30, 2019 (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
PURCHASE AGREEMENTPurchase Agreement • March 3rd, 2022 • RBB Fund, Inc.
The RBB Fund, Inc. (the “Company”), a Maryland corporation, and Boston Partners Global Investors, Inc. (“Boston Partners”), intending to be legally bound, hereby agree with each other as follows:
SEVENTH AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS SEVENTH AMENDMENT, effective as of December 27, 2021, to the Amended and Restated Fund Accounting Servicing Agreement, dated as of June 30, 2019, as amended (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS FOURTH AMENDMENT, effective as of December 1, 2021 to the Amended and Restated Custody Agreement dated as of June 30, 2019, as amended (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the "Custodian" ).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS FOURTH AMENDMENT, effective as of December 1, 2021, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of June 30, 2019 (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
PURCHASE AGREEMENTPurchase Agreement • March 3rd, 2022 • RBB Fund, Inc.
The RBB Fund, Inc. (the “Company”), a Maryland corporation, and Optima Asset Management LLC (“Optima”), intending to be legally bound, hereby agree with each other as follows:
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS SEVENTH AMENDMENT, effective as of December 27, 2021, to the Amended and Restated Fund Administration Servicing Agreement, dated as of June 30, 2019 (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
ADDENDUM NO. 8 TO INVESTMENT ADVISORY AGREEMENTAdvisory Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS ADDENDUM (the “Addendum”) made as of December 29, 2021 is an addendum to the Investment Advisory Agreement (the “Agreement”) dated July 1, 2013, by and between The RBB Fund, Inc. (the “Fund”) and Boston Partners Global Investors, Inc. (the “Investment Adviser”).
SIXTH AMENDMENT TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 3rd, 2022 • RBB Fund, Inc.
THIS SIXTH AMENDMENT, effective as of December 1, 2021, to the Amended and Restated Fund Administration Servicing Agreement, dated as of June 30, 2019 (the "Agreement"), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
PURCHASE AGREEMENTPurchase Agreement • March 3rd, 2022 • RBB Fund, Inc.
The RBB Fund, Inc. (the “Company”), a Maryland corporation, and Motley Fool Asset Management, LLC (“Motley Fool”), intending to be legally bound, hereby agree with each other as follows:
