FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 29th, 2022 • Horizon Funds • Delaware
This Agreement is made and entered into effective as of November 15, 2021, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon ESG Defensive Core Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between Horizon Funds, on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • New York
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between Horizon Funds (referred to as the “Trust”), on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
DBX ETFs FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds
THIS AGREEMENT, dated as of January 19, 2022, between Horizon Funds, on behalf of each Acquiring Fund listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and DBX ETF Trust, on behalf of each Acquired Fund listed on Schedule B, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), and shall become effective on January 19, 2022.
SEVENTH AMENDMENT TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • March 29th, 2022 • Horizon Funds
THIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
Distribution AgreementDistribution Agreement • March 29th, 2022 • Horizon Funds
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Quasar Distributors, LLC (the “Distributor”) and Horizon Funds (“Fund Company”) and Horizon Investments, LLC (“Adviser”).
SIXTH AMENDMENT TO THE HORIZON FUNDS CUSTODY AGREEMENTHorizon Funds Custody Agreement • March 29th, 2022 • Horizon Funds
THIS AMENDMENT dated as of the last date on the signature block to the Custody Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between Horizon Funds, on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust (each, a “Trust”), each on behalf of their series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
SIXTH AMENDMENT TO THE HORIZON FUNDS FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • March 29th, 2022 • Horizon Funds
THIS AMENDMENT dated as of the last date on the signature block to the Fund Accounting Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
SEVENTH AMENDMENT TO THE HORIZON FUNDS FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • March 29th, 2022 • Horizon Funds
THIS AMENDMENT dated as of the last date on the signature block to the Fund Administration Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. Bank Global Fund Services a Wisconsin limited liability company (“Fund Services”).
