Amendment to REPORT MODERNIZATION ADDENDUM to Amended and Restated Administration AgreementReport Modernization Addendum • July 18th, 2022 • ALPS ETF Trust
This Amendment (this "Amendment") dated February 16, 2022, is to the Report Modernization Addendum (the "Addendum") dated June 4, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the "Agreement"), by and between ALPS Advisors, Inc. (the "Adviser"), a Colorado corporation, ALPS Fund Services, Inc., a Colorado corporation ("ALPS"), and ALPS ETF Trust, a Delaware statutory trust (the "Trust").
Amendment toLiquidity Risk Management Addendum • July 18th, 2022 • ALPS ETF Trust
This Amendment (this “Amendment”) dated February 16, 2022, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • July 18th, 2022 • ALPS ETF Trust • Delaware
This Agreement and Plan of Reorganization (the "Agreement") is made as of June 17, 2022 by and among ALPS ETF Trust, a Delaware statutory trust (“AET”), on behalf of its series identified in Exhibit A (each, a “New Fund” and, collectively, the “New Funds”), OSI ETF Trust, a Delaware statutory trust (“OET”), on behalf of its series identified in Exhibit A hereto (each, an “Existing Fund” and, collectively, the “Existing Funds”) and, solely with respect to Section 5 hereof, ALPS Advisors, Inc. (“ALPS”) and O’Shares Investment Advisers, LLC (“O’Shares”) (the Agreement and transactions contemplated hereunder for each Existing Fund and the corresponding New Fund, hereinafter called the “Reorganization” and, collectively, the “Reorganizations”).
