Liquidity Risk Management Addendum Sample Contracts

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • March 27th, 2020 • ALPS ETF Trust

This Amendment (this “Amendment”) dated January 2, 2020, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018 to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

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Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • February 12th, 2021 • ALPS ETF Trust

This Amendment (this “Amendment”) dated February 1, 2021, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • August 31st, 2021 • ALPS ETF Trust

This Amendment (this “Amendment”) dated August 27, 2021, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

AMENDMENT TO LIQUIDITY RISK MANAGEMENT ADDENDUM to Fund Accounting and Administration Agreement
Liquidity Risk Management Addendum • September 14th, 2020 • Financial Investors Trust

This Amendment dated June 17, 2020 (this “Amendment”) is to the Liquidity Risk Management Addendum dated May 21, 2018 (the “Addendum”) to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • April 7th, 2022 • ALPS ETF Trust

This Amendment (this “Amendment”) dated February 25, 2022, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • June 25th, 2021 • ALPS ETF Trust

This Amendment (this “Amendment”) dated July 1, 2021, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

Amendment to
Liquidity Risk Management Addendum • July 18th, 2022 • ALPS ETF Trust

This Amendment (this “Amendment”) dated February 16, 2022, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • December 1st, 2023 • ALPS ETF Trust

This Amendment (this “Amendment”) dated October 1, 2023, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • August 9th, 2023 • ALPS ETF Trust

This Amendment (this “Amendment”) dated August 7, 2023, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

LIQUDITY RISK MANAGEMENT ADDENDUM to Administration, Bookkeeping and Pricing Services Agreement
Liquidity Risk Management Addendum • April 30th, 2019 • Heartland Group Inc • Colorado

This Liquidity Management Addendum (this “Addendum”) to the Administration, Bookkeeping and Pricing Services Agreement, as amended, is dated March 1, 2019 and entered into by and between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • April 7th, 2022 • ALPS ETF Trust

This Amendment (this “Amendment”) dated _______, 2022, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • October 28th, 2022 • ALPS ETF Trust

This Amendment (this “Amendment”) dated February 16, 2022, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).

LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration Agreement
Liquidity Risk Management Addendum • March 27th, 2020 • ALPS ETF Trust • Colorado

This Liquidity Risk Management Addendum (this "Addendum") dated December 1, 2018 is to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the "Agreement"), by and between ALPS Advisors, Inc., a Colorado corporation ("Adviser"), ALPS Fund Services, Inc., a Colorado corporation ("ALPS") and ALPS ETF Trust, a Delaware statutory trust (the "Trust").

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