AMENDMENT NO. 3 TO DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2022 • Rivernorth Opportunities Fund, Inc. • Maryland
Contract Type FiledDecember 23rd, 2022 Company JurisdictionReference is made to the Distribution Agreement dated November 11, 2020, Amendment No. 1 to the Distribution Agreement, dated September 21, 2021, and Amendment No 2 to the Distribution Agreement, dated January 27, 2022 (together, the “Distribution Agreement”), by and between RiverNorth Opportunities Fund, Inc.. a Maryland corporation (the “Fund”), and ALPS Distributors, Inc., as principal underwriter and placement agent (the “Distributor”).
ALPS DISTRIBUTORS, INC. AMENDMENT NO. 3 TO SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • December 23rd, 2022 • Rivernorth Opportunities Fund, Inc.
Contract Type FiledDecember 23rd, 2022 Company